A History of Chemical & Biological Warfare
A History Of Chemical Warfare
by Greg Goebel
1914-1915: GAS WARFARE BEGINS / CHLORINE GAS
The history of chemical warfare traces largely back to a single man: Fritz Haber, who developed poison gases for Germany during the First World War. Haber was a world-famous chemist, who had developed a crucial process for extracting nitrates from the atmosphere. This process was used to manufacture fertilizer, and later to make explosives.
Haber was a dedicated German patriot. He had a “Prussian” sense of discipline and duty, enhanced by the fact that he was of Jewish origin, though he renounced the faith in 1902. His minority background led him to want to be “more German than the Germans”.
When the war broke out in August 1914, the Germans were confident of victory, but their offensive bogged down into a bloody stalemate of trench warfare in the West. With the front deadlocked, Haber focused his mind on what he could contribute to German victory. He believed that poison gas would penetrate the strongest trenches and fortifications, allowing the German army to score critical breakthroughs through Allied defenses.
Poison gases of various sorts were already available as unwanted by-products of chemical processes. At his Berlin institute, founded by the Kaiser himself, Haber began experimenting with and refining such toxins to find those suitable for battlefield use. He initially focused on chlorine gas, the diatomic chlorine molecule, a highly reactive chemical that was used in the dye industry.
His home was on the grounds of the institute. While work and home life can clash, in the case of Haber the two quickly led to an outright war. His wife Clara was also a chemist, and was as strong-willed as he was. She believed that science should be used for constructive purposes, not to make weapons of mass destruction.
Fritz Haber tried to keep Clara in the dark about his work on poison gas. In December 1914, however, there was an explosion in the lab, and one of the workers, a Professor Sachur, was hurt. Clara rushed to Sachur, who was an old friend that in fact she had introduced to her husband. The man died. Clara made her objections to her husband’s work plain, but Fritz continued his work on chemical weapons. Their marriage degenerated into warfare.
The startling thing about Haber’s work on chemical weapons is that he did it on his own initiative. In fact, he approached the German military at the end of 1914 to sell them on poison gas, but the military had no great respect for scientists, and poison gases seemed unsporting anyway. Haber nonetheless convinced them to watch a demonstration, conducted at a military testing ground outside Cologne. Clara was present, and her loathing of her husband’s activities increased.
With stalemate on the front, the German military could not be certain of victory. Defeat would be the greatest dishonor, so in early 1915 they decided to swallow their scruples and use Haber’s chemical weapons. They gave him officer’s rank, and he helped organize a chemical corps.
The Germans conducted the first chlorine gas attack on 22 April 1915, against French and Algerian troops facing them at Ypres in Belgium. The Germans set up 5,730 cylinders of chlorine gas and opened their valves. 180 tonnes of gas were released, forming a dense green cloud that rolled into Allied lines.
At 30 parts of chlorine to a million parts of air, chlorine gas is a nasty irritant that causes harsh coughing. At 1,000 parts per million, it is lethal, caustically stripping the lining from the lungs and causing victims to drown in their own fluids.
The results of the gas attack were devastating. The French and Algerian soldiers choked, their lungs burning, and slowly died. The gas cloud tinted everything a sickly green. Those who could escape the cloud fled in panic. Before dawn on 24 April, the Germans poured gas into Canadian lines, with similar results.
Allied casualties in the two days of gas attacks were estimated at 5,000 dead, with 10,000 more disabled, half of them permanently. Despite the fact that the French had captured a German soldier who was carrying a gas mask and who provided advance details of the attack when interrogated, the report was lost in the noise and the soldiers in the trenches had no warning.
The attack was unbelievably effective. Irritant chemicals, essentially tear gases, had already been fired in artillery shells by both the French and the Germans, but they had not proven to be much more than a tactical nuisance. Even the German military was astonished by the results of Haber’s chlorine gas. To Haber’s fury, they were not prepared to exploit the breach they had made in Allied lines, and did not commit any serious force for a follow-up attack. This may have been partly because they didn’t have the protective gear for large numbers of troops at the time.
The Germans launched a number of gas attacks during May 1915, with the last taking place on 24 May. Allied troops had been issued primitive flannel filter masks, which were dipped in a soda solution and tied around the face, but they unsurprisingly proved ineffective. The gas attacks then ceased. The prevailing winds over the lines had changed direction, and except for two small-scale attacks in October, the Germans did not return to gas attacks in earnest on the Western Front until December.
The attacks in April and May represented a squandered opportunity for the Germans. Had the gas attacks been performed on a larger scale and followed up, they could have decisively changed the course of the war. In practice, they just made the stalemate even more miserable.
That was not quite realized at the time, however. The German papers were enthusiastic over the effectiveness of poison gas, and some even claimed that gas weapons were more humane than bullets and shells. Haber was promoted to captain. He threw a dinner party to celebrate. Clara Haber was not in a congratulatory mood. They had a furious argument that evening, with Clara accusing Fritz of perverting science. He called her a traitor to Germany.
Her verbal protests could not sway her husband. That night, she took his army pistol and shot herself through the heart. Fritz Haber left for the Eastern Front the next day, leaving his wife’s funeral arrangements to others.
The change in prevailing winds allowed the Germans to use their new gas weapons on the Russians. On May 31, 1915, Haber supervised the first chlorine gas attack on the Eastern Front. Gas proved extremely deadly against the poorly-equipped Russians, though it was not very effective in winter cold, as it tended to freeze.
1915-1916: ALLIED RESPONSE / PHOSGENE
The Allies were unsurprisingly outraged at the German use of poison gas. The British Army assigned Major Charles Howard Foulkes of the Royal Engineers to implement a response. Foulkes was energetic and capable, and he quickly implemented schemes for gas defense and offense.
In June 1915, 2,500,000 “Hypo Helmets” were issued to Allied troops. These were primitive gas masks, made of flannel that was chemically impregnated to neutralize chlorine, with eyepieces made out of celluloid. They were far better than nothing, but they could not resist an extended gas attack. Given enough gas, any filter would eventually become saturated and ineffective.
By early fall, Foulkes and his “Special Companies”, later “Special Brigades”, for gas warfare were ready to respond to German gas attacks with one of their own. On 25 September 1915, the British conducted their first gas attack at Loos, Belgium, using 5,500 cylinders of chlorine gas, in support of a major ground offensive.
The gas attack was partly fumbled, with the gas blowing back into Allied lines and other troubles, resulting in thousands of Allied casualties. However, the effect of gas on the Germans was brutal, and the Allies were able to quickly overrun the Germans’ front-line trenches. It did little good. The British smashed themselves against the German rear defenses, and suffered 50,000 casualties. The Germans counterattacked and pushed back the penetrations within a week.
On 9 December 1915, with the winds again in their favor, the Germans launched another gas attack on the Allied lines, this time against the British at Ypres in Belgium. The Germans used chlorine and a new gas, “phosgene”.
Phosgene was another industrial chemical by-product that Fritz Haber and his institute had evaluated as a weapon. Its lethal concentration was only an eighteenth that of chlorine, and its action was subtle and deadly. A soldier who inhaled a lethal dose of phosgene would feel some irritation at first, and then feel fine for a day or two. In many cases, men would simply shrug off the gas attack as inconsequential, or hardly notice they had been gassed. Then the linings of their lungs would break down, and as with chlorine gas they would drown in their own lung fluids, coughing up a watery stream until they could choked and died.
Fortunately, the British had realized the summer before that phosgene might be used as a chemical weapon and were prepared for it. They had developed the improved “P Helmet”, with better impregnation and a rubber exhaust tube. Nine million P Helmets had been issued by December, and managed to limit Allied casualties.
The British were quick to adopt phosgene in response. In June 1916, during the battle of the Somme, they used the new gas, pouring out a huge cloud of phosgene and chlorine gas along a 27 kilometer (17 mile) front. The cloud penetrated up to 19 kilometers (12 miles) behind German lines, killing everything unprotected. The British became particularly fond of phosgene.
In 1915, both sides had only been experimenting with poison gas. In 1916, it became a standard weapon and was used in great quantity. The British established a large research and development facility on Salisbury Plain at Porton Down for development of chemical weapons.
However, the Allies were at a significant disadvantage in chemical warfare. Germany’s chemical industry was the biggest in the world. Germany’s eight giant chemical firms were united in a cartel named the “Interessen Gemeinschaft (IG)”. The IG was willing and capable of producing large quantities of chemical weapons.
Soldiers hated poison gas, more than they hated most weapons. The trench war was bad enough; gas made it much more dreadful. Soldiers were almost as scared of their own gas as they were of the enemy’s, since blunders were common, and shifting winds made gas releases potentially dangerous to everyone. 57 of Foulkes’ men were killed by their own gas during the Battle of the Somme. Gas masks were extremely uncomfortable, and the terror caused by gas extreme, particularly after the introduction of phosgene. “It was remarked as a joke that if someone yelled ‘gas’, everyone in France would put on a mask,” one soldier recollected.
1916-1918: THE LIVENS PROJECTOR / MUSTARD GAS
The technology for gas warfare continued to improve. In early 1916, both the French and the Germans began firing gas shells out of conventional artillery, and the British began to use gas barrages on a large scale the next year. Artillery shells could not achieve the gas concentrations provided by cylinders, but they could reach far back into enemy lines, reducing the risk of gas exposure to “friendly” forces.
While the Allies had at first lagged the Germans in developing new gas weapons, they soon came up with innovations of their own. The first was the British “Livens Projector”, invented by Captain F.H. Livens, a British Army officer who took a personal interest in finding new and more effective ways to kill Germans.
The Livens Projector was simply a metal pipe about a meter or so long that was buried in the soil at a 45-degree angle. Large numbers of the projectors were set up in banks. Each projector was loaded with a drum containing about 14 kilograms (30 pounds) of gas, and the bank of projectors was fired by an electrical charge, sending the drums tumbling through air for a range of over a kilometer and a half (about a mile). Each drum contained a bursting charge to blast it open when it landed near enemy trenches, dousing the enemy with gas with little warning.
The Livens Projector was cheap, crude, and extremely effective, as it could be used in mass numbers to produce an overwhelming, terrifying barrage. It was first used at the Battle of Arras on 9 April 1917. As a witness observed:
The discharge took place practically simultaneously: a dull red flash seemed to flicker all along the front as far as the eye could reach, and there was a slight ground tremor, followed a little later by a muffled roar, as 2,340 of these sinister projectiles hurtled through space, turning clumsily over and over, and some of them, no doubt, colliding in flight.
About 20 seconds later they landed in masses in the German positions, and after a brief pause the steel cases were burst open by the explosive charges inside, and nearly fifty tons of liquid phosgene were liberated which vaporized instantly and formed a cloud that Livens, who watched the discharge from an aeroplane, noticed it still so thick as to be visible as it floated over Vimy and Bailleu villages.
The British became very competent at setting up and using massed Livens Projectors, and developed a variety of projectiles for it. The Germans tried to copy it, but the Livens Projector gave the British an edge on the Germans in gas warfare, and the Germans never quite caught back up.
The Germans had another trick of their own, however. On the evening of 12 July 1917, the Germans fired shells into British trenches at Ypres, but when they burst the shells released a brown oily fluid, not a gas. The stuff had a horrible smell, something like rancid garlic or mustard, but it otherwise didn’t seem particularly offensive and caused only slight irritation to eyes and throat.
Remarkably, given the paranoia over gas attacks, many British troops didn’t bother to put on gas masks. As the night wore on, they began to feel pain growing in their eyes and throat, and gradually suffered swelling and huge blisters wherever their skin had come into contact with the noxious fluid.
The results were horrendous, with all affected losing large patches of skin and many of the men blinded. Some died from the massive damage done to throat and lungs. The actual number of fatalities was low, but many of the victims were so badly hurt that they would not be fit to fight for months, if they ever recovered their health at all.
The Germans called their new weapon “Lost”, or “Yellow Cross” after the marking on shells, in contrast to the “Green Cross” that designated chlorine and phosgene. The French quickly named it “Yperite”, after its use at Ypres. The British codenamed it “HS”, for “Hun Stuff”, but its rank smell inspired another name that stuck: “mustard gas”.
Its formal name was “dichloroethyl sulfide”. Mustard was not used in its formulation, the smell was simply a coincidence. It was a “blistering agent”, or in formal medical terms a “vesicant”. It had actually been evaluated by the British some time earlier and rejected as insufficiently lethal. In fact, although mustard gas didn’t have the killing power of phosgene, it was still a very useful weapon. The Germans had realized that improved Allied gas masks and training had rendered chlorine and phosgene gas ineffective. Haber then put his skills to work to develop a chemical weapon for which a gas mask could offer no protection.
Mustard gas did not dissipate like the other gases. The oily fluid could persist for a long time, and continue to cause misery and pain to anyone who came in contact with it, accidentally getting some of it on his boots and from there on his hands and face. It would freeze during the winter, and still be toxic when it thawed again in the spring.
Mustard gas was a vile substance, and manufacturing it was difficult and dangerous. The French were not able to begin full production of it until June 1918. The British built a large plant at Avonmouth to manufacture mustard gas. The gas would cost workers at the Avonmouth plant three deaths, a thousand burns, and endless illnesses, some of which would plague their victims all their lives.
The British Army did not obtain mustard gas until September 1918, and the Allies never seriously used mustard gas in combat. They made do with phosgene, with a vengeance. In early 1918, the British responded to the German mustard gas attacks with dense clouds of phosgene to overwhelm gas masks, with the poison released from big cylinders on train cars rolled up behind the lines.
The Germans launched their last major offensive in the West in March 1918. After initial success, the offensive fizzled out, and the Allies armies, now heavily reinforced by the Americans, pushed back the Germans relentlessly.
By this time, many of the artillery shells fired contained gas, with the proportion as as high as a third or even half. However, it hadn’t proven a decisive weapon, and had done little more than make conditions worse for the soldiers in the trenches.
Gas could be highly effective if it were used against opponents that were not equipped to deal with it. As mentioned, the Germans used it with great effect against the Russians, inflicting what is now broadly estimated to be a half million casualties, and in October 1917, the Germans used phosgene to break the Italian defensive line in Northern Italy at Caporetto. The unprepared Italians were sent into terrified flight, and decisively defeated.
In contrast, troops who were equipped and trained to deal with gas attacks would suffer relatively minimal casualties, though bundling up against gas was stifling and exhausting, and life in a poisoned landscape was demoralizing.
Yet the gas shells kept flying overhead. One small incident stands out. On 14 October 1918 the British fired their new mustard gas shells into German positions at a Belgian village named Werwick. One of the injured was a corporal named Adolf Hitler. He was evacuated back to Germany by train a few days later, blinded, burned, and seething over his humiliation and the humiliation of his beloved Vaterland.
The British used the yellow gas whose effect was unknown to us, at least from personal experience. I was destined to experience it that very night.
Towards morning I also began to feel pain. It increased with every quarter of an hour; and about seven o’clock my eyes were scorching as I staggered back and delivered the last dispatch I was destined to carry in this war. A few hours later my eyes were like glowing coals and all was darkness around me.
During the last few days I had begun to feel somewhat better. The burning pain in the eye-sockets had become less severe. Gradually I was able to distinguish the general outlines of my immediate surroundings. And it was permissible to hope that at least I would recover my sight sufficiently to be able to take up some profession later on. That I would ever be able to draw or design once again was naturally out of the question.
And, finally, almost in the last few days of that titanic struggle, when the waves of poison gas enveloped me and began to penetrate my eyes, the thought of becoming permanently blind unnerved me; but the voice of conscience cried out immediately: Poor miserable fellow, will you start howling when there are thousands of others whose lot is a hundred times worse than yours? And so I accepted my misfortune in silence, realizing that this was the only thing to be done and that personal suffering was nothing when compared with the misfortune of one’s country.
If twelve or fifteen thousand of these Jews who were corrupting the nation had been forced to submit to poison-gas, just as hundreds of thousands of our best German workers from every social stratum and from every trade and calling had to face it in the field, then the millions of sacrifices made at the front would not have been in vain.
~Adolf, Hitler Mein Kampf
An armistice was declared in November 1918, and the shooting stopped. Gas was estimated to have killed about 100,000 men and injured a million. The number of men killed by gas was small compared to the number killed by other means, but gas had played a particularly unpleasant role in the conflict.
1918-1934: CHEMICAL WEAPONS IN THEAFTERMATH
Fritz Haber was devastated by his country’s defeat. He feared that he would be tried as a war criminal, and left Germany for Switzerland wearing a fake beard. Haber needn’t have worried. In 1919 he was awarded the Nobel Prize in chemistry instead, for his prewar development of the Haber process, and restored to respectability, though there were loud protests at the award. Haber himself was anything but contrite and did not avoid the subject of gas warfare when he received the prize, saying: “In no future war will the military be able to ignore poison gas. It is a higher form of killing.”
They were hardly ignoring it. Three classes of gas agents had been introduced in the war:
Asphyxiants such as chlorine and phosgene, which attacked the lungs.
Blistering agents, consisting of several different forms of mustard gas. The original German chemical agent was “sulfur mustard”, but various “nitrogen mustard” agents were synthesized and manufactured as well.
Blood agents, most specifically aqueous “hydrogen cyanide (HCN)”, also known as “prussic acid” or “hydrocyanic acid”, which blocked the absorption of oxygen in the blood. Cyanides had been used in combat by the Allies to an extent, but though deadly in enclosed spaces, they tended to dissipate quickly in open air, and they had little useful effect in low concentrations. Gas shells and other delivery systems had been refined, as had defensive technologies and procedures. All the combatants had been preparing even nastier chemical weapons when the war ended. The British had developed an arsenic-based smoke named “DA” that could penetrate gas masks, inflicting terrible pain on its victims. The Germans had invented an improved projector named the “Gaswerfer 1918”.
The Americans, new to the chemical warfare game, invented a blistering agent named “Lewisite”. Lewisite was similar to mustard gas in its ability to cause damage to a victim’s entire body, but much faster-acting, immediately attacking the unprotected areas of the victim’s body. The Americans built a huge chemical agent production facility at Edgewood Arsenal to manufacture poison gas in quantity.
Fritz Haber continued his work on poison gases under the cover of “pest control”, as gas weapons had been forbidden to the Germans by the Treaty of Versailles in 1919. Haber developed an insecticide that could be used to fumigate buildings, in the form of a crystalline material that released prussic acid fumes. It could also be deadly to humans in enclosed spaces. It was known as “Zyklon B”, and the Nazis would find it a useful substance for their extermination camps 20 years later.
Sketchy reports indicate that gas warfare continued in the years immediately after WW1, if on a very small and quiet scale. Gas shells were apparently used in the Russian Civil War by both the White and Red armies. The British were believed to have used gas weapons against hill tribesmen in Afghanistan, and other colonial powers were thought to have found gas a useful weapon to help suppress rebellious populations.
If gas warfare continued in secret, in public it was made illegal through a series of international treaties that culminated in the Geneva Protocol of 1925. 38 countries signed the protocol, renouncing the use of chemical weapons, though the treaty was not ratified by the US and Japan.
There were major loopholes in the treaty; it had few or no verification or enforcement clauses; and the major powers continued to develop chemical weapons in secret. During the late 1920s, the Soviets began to develop their own gas warfare capability with cooperation from Weimar Germany, and in the same timeframe the Japanese obtained their own gas warfare capability.
The Japanese were industrious in their chemical weapons efforts, producing mustard gas and Lewisite; chemical bombs, rockets, aerial dispensers, anti-tank grenades using hydrogen cyanide charges, and other weapons; and chemical protection gear not only for men, but for horses, camels, and dogs.
When the Nazis came to power in Germany in 1933, they were very interested in gas warfare. Hitler had been impressed by its capabilities after his incapacitation by a gas attack, and in the form of Fritz Haber, Germany possessed a great resource for chemical warfare. However, Haber’s Jewish background made him distasteful to the Nazis. His stature was such that he was told he could remain in charge of his research, but that all his Jewish workers must resign. He replied that he would resign as well. He left Germany, and died in Switzerland the next year, in 1934. His instructions indicated that he was to be buried next to Clara.
1934-1940: NERVE GAS / REVIVAL OF GAS WARFARE
Gas warfare continued to evolve without Haber. Another German chemist, Gerhard Schrader, was honestly working on insecticides when he developed a highly lethal organo-phosphate compound in December 1936, which he named “Tabun”. He found out how potentially deadly it was in January 1937, when he and an assistant accidentally spilled a drop of it. Their pupils constricted to pinholes and they suffered shortness of breath. Had the spill been slightly greater, it would have killed them.
Tabun was the first member of a fourth class of poison gases, known as “nerve gases”. The Germans discovered a few years later that it worked by interfering with the transmission of nerve impulses across synapses. Victims lost bodily control until they were no longer able to breath, causing suffocation. The gas was invisible, odorless, and could kill in extremely tiny quantities. A gas mask was little protection, as nerve gas would be absorbed through the skin.
Tabun was far too dangerous to be safely used as a pesticide. Although Schrader had not been looking for a weapon, he realized the military potential of his discovery. He was a dutiful German and reported his discovery to the authorities, as required under Nazi law of any discovery that might have military applications. Schrader was not enthusiastic about developing chemical weapons like Haber, but he did it nonetheless. The Nazis set him up in a secret military research lab. In 1938, he discovered an even more lethal nerve gas similar to Tabun, which he named “Sarin”.
In the meantime, gas warfare had resurfaced. The Italians used mustard gas during their campaign in Abyssinia (now Ethiopia) in 1937. They introduced the new trick of dropping it from airplanes in gas bombs. World opinion condemned Mussolini.
Beginning in 1937, the Japanese also began to use gas weapons against the Chinese. China was remote and backward, and so information on the Japanese use of gas was sketchy, but reports trickled out of mustard gas attacks on Chinese soldiers and citizens.
Chemical warfare was coming back into style. With war fears in Europe rising, European governments began to prepare for gas warfare. The British distributed 30 million gas masks, not knowing how useless they would be if the Germans used their secret new Tabun gas, and implemented an exhaustive chemical civil defense program. Governments also ramped up development and production of chemical weapons.
Tabun wasn’t available for operational use when war broke out in September 1939, but the Germans had a chemical corps, which conducted field exercises using mustard gas. However, the Germans did not use gases during their offensives on their neighbors. Gas is basically a siege weapon, intended to root out troops dug into trenches and fortifications, and the German Blitzkrieg was war of rapid mobility. Gas could hamper the attacker as much as it hurt the defender.
The Germans stockpiled poison gases anyway. In January 1940, the Germans began high priority construction of a huge Tabun plant at Dyenfurth-am-Oder in Silesia, now part of Poland. The plant was designed to perform all phases of Tabun production, though a long series of production glitches kept it of operation until April 1942.
Producing Tabun was no simple task. Some of the intermediate chemicals were extremely corrosive, requiring vessels lined with silver or made of quartz. The final product was so incredibly toxic that final production was in rooms with double glass walls through which pressurized air was circulated. Sarin was even harder to manufacture, and though a pilot production facility was built at Dyenfurth, Sarin never reached production status during the war.
The production spaces had to be decontaminated every now and then with steam and ammonia. The workers had to wear rubberized clothes with respirators, and the suits had to be disposed of after their tenth use. If a worker was contaminated, his protective clothes were quickly stripped off and he was dunked in a sodium bicarbonate bath.
There were a number of accidents at the Dyenfurth plant that killed at least ten workers. One had two liters of Tabun pour down the neck of his suit. He lived for two minutes, despite all attempts to save his life.
At the beginning of the Second World War, the experience of the First World War gave most of the combatants the expectation that gas weapons would be used to an even greater extent. Newspapers articles and popular fiction predicted that poison gases would turn entire regions of Europe into lifeless wastelands.
To almost everyone’s surprise, it didn’t happen. A fragile stalemate kept poison gas out of action during World War II. The use of chemical weapons also remained restrained in the postwar period, though the balance between attempts at control and the pressure towards their use became increasingly unstable.
1940-1945: GAS WARFARE IMPASSE
As the war turned against Nazi Germany and Allied bombers pounded German cities to rubble, the incentive to use chemical weapons increased. By 1944, the Nazis had enough Tabun to kill everyone in London, as well as large stockpiles of more traditional chemical agents.
They did not use them, not even at Normandy, where the Allied invasion forces were almost completely defenseless against gas attack. Partly this appears to be due to the fact that having been gassed himself, Hitler had some distaste for gas. More significantly, there was a peculiar complementary misunderstanding between the two sides.
British intelligence proved much more competent in World War II than their German counterparts, but German security concerning nerve gases was very tight, and the Allies did not know such weapons existed. Rumors and skimpy intelligence obtained concerning nerve gases were lost in the noise of the war.
On the other hand, German researchers knew that papers on organo-phosphate toxins had been published in the international scientific press for decades, and so there was no reason to believe the Allies did not have nerve gases of their own. This belief was reinforced by the fact that all mention of organo-phosphate toxins had disappeared from the American scientific press at the start of the war. They believed that the disappearance was due to military censorship.
They were right, but the organo-phosphate toxin the Americans were trying to deemphasize was the insecticide “DDT”, which had been developed in Switzerland just before the war and was strategically important, particularly for military operations in malarial tropical regions. Ironically, the British actually discovered compounds applicable as nerve gases while experimenting with DDT, but had failed to clearly appreciate their importance.
British Prime Minister Winston Churchill made it very clear to Hitler that if Britain were attacked with poison gas, the British would saturate German cities with gas in retaliation. The Allied strategic bombing force was much stronger than Germany’s; the Allies were gaining air superiority over Germany; and Hitler had every reason to believe that if he used nerve gases on Britain, the Allies would strike back ten times as hard. Both the Germans and the British believed they held parity in gas warfare, and neither Churchill nor Hitler realized that Germany had the upper hand.
In fact, Churchill himself almost gave away the game. He had little squeamishness over poison gases. To him, they were just another weapon, despite the fact that Britain had signed and ratified the Geneva Protocol. During the desperate days of 1940, when Britain was facing a German invasion, Churchill had energetically built up an arsenal of gas weapons to greet German troops landing on England’s shores. Even after the threat of invasion faded away, the British continued heavy production of chemical weapons.
In the summer of 1944, the Germans began firing their V-1 flying bombs, small jet-propelled missiles armed with conventional warheads, at London. The guidance system of the flying bombs was very crude and they came down almost anywhere. Most of those killed and injured were civilians who just had the bad luck to be where a flying bomb happened to fall. Churchill was enraged at the indiscriminate attacks and wanted to retaliate by plastering German cities with gas bombs.
Churchill’s outrage was understandable, given the deaths and injuries of British civilians, but a little illogical. The British Royal Air Force’s Bomber Command had been pounding German cities for several years, and these raids were often largely indiscriminate. The V-1 flying bomb, and the V-2 ballistic missile that followed the V-1 in the fall, were frightening and destructive, but their effect did not compare to the devastation poured out by Allied thousand-bomber raids.
While Churchill was very strongly in favor of performing gas raids, British military planning staffs investigated and recommended against it. Their objections were not on grounds of humanity, but simply because the relatively crude gases available to the British would have required so many bomber payloads to have been effective that the conventional bombs then in use could do more damage.
Churchill reluctantly gave up the idea, which is just as well considering what the Germans could have done in response. They had actually designed chemical warheads for the V-1, and dozens of flying bombs armed with Tabun warheads falling on London every day could have rendered the city a poisoned ruin.
As the Allies closed in from west and east, Germany’s position became desperate. The pressure on the Germans to use anything they could to fight back increased tremendously, but even under those conditions they did not use gas on the Allies. Allied superiority was so great and the Reich was stretched to the limit. Use of gas might have gained the Germans a short term advantage, but the overwhelming retaliation that Hitler had every reason to expect would likely only have accelerated defeat.
The United States was the “arsenal of democracy”, in President Franklin Delano Roosevelt’s phrase, and American war production included chemical weapons, in large quantities. In fact, even before the US formally entered the war, the Americans were discreetly shipping phosgene to the British.
Once war was formally declared, the US Chemical Warfare Service (CWS) received massive new funding, reaching a billion USD in 1942. Huge new production facilities were built, most notably at Pine Bluff Arsenal in Arkansas and the Rocky Mountain Arsenal near Denver, Colorado. The CWS also opened a huge test range in Utah, named the “Dugway Proving Ground”, where there was plenty of space to test chemical and biological weapons on duplicates of German and Japanese buildings.
The US had never ratified the Geneva Protocols, but President Roosevelt considered poison gas a barbarous weapon. He had no intention of authorizing its use, much to the dismay of the CWS. The American chemical weapons program only thrived because of fear of Japanese chemical warfare efforts. Newspapers often printed reports of Japanese use of chemical weapons against the Chinese, and Roosevelt issued stiff public warnings that if the Axis used poison gas on American troops, they could expect massive retaliation in kind.
As noted earlier, the Japanese do seem to have used gas weapons in China before the outbreak of war in the Pacific, but the newspaper reports that appeared in America during the war are hard to take at face value. Chiang Kai-Shek wanted to encourage the Americans to continue to provide military assistance to the Chinese Nationalists, and stories of atrocities were an encouragement.
Chiang was also hoarding American military supplies and making little attempt to resist the Japanese. He wanted to wait until the Americans had dealt with the Japanese, and then use his military stockpiles to deal with his rivals, the Communists. Claiming the Japanese used gas to win battles when in fact the Chinese hadn’t even put up a fight was a convenient excuse.
With so much gas stockpiled, accidents were likely to happen. On 2 December 1943, the merchantman SS JOHN HARVEY was waiting its turn to be unloaded at the harbor of Bari in southern Italy. Unknown to almost everyone, JOHN HARVEY was carrying 2,000 45 kilogram (100 pound) bombs full of mustard gas. Even most of the JOHN HARVEY’s crew did not know about the gas bombs.
A few days earlier, the Allied high command announced they had obtained complete air superiority over southern Italy. They hadn’t informed the Luftwaffe, and that evening a hundred Ju-88 bombers swept in and raised hell for 20 minutes. The German raid was a stunning victory. They sank 17 ships, badly damaged 8 more, killed a thousand men, and injured 800. Gas bombs on the JOHN HARVEY ruptured, and as the ship sank a layer of mustard gas and oil spread over the harbor, while mustard gas fumes swept ashore in a billowing cloud. Many civilians died during the raid and later.
The officers in charge of the gas bomb shipment on the JOHN HARVEY had been killed while they frantically tried to scuttle the vessel, and nobody else knew about the gas bombs. Sailors were taken ashore to a hospital where they were wrapped in blankets and given tea. The next morning 630 of them were blind and developing hideous chemical burns. Within two weeks, 70 of them died.
The crew of a British escort vessel, the HMS BISTERIA, picked up survivors during the raid and escaped to sea. During the night almost the entire crew went blind, and many developed burns. The vessel managed to limp into Taranto harbor with great difficulty.
At first, the Allied high command tried to conceal the disaster, since the evidence that gas was being shipped into Italy might convince the Germans that the Allies were preparing to use gas, and provoke the Germans into preemptively using gas themselves. However, there were far too many witnesses to keep such a secret, and in February the US Chiefs of Staff issued a statement admitting to the accident, and emphasizing that the US had no intention of using gas except in retaliation to Axis gas attacks.
December 2, 1943, 7:25pm: On the south eastern coast of Italy, the city of Bari is a bee hive of activity. Bari is a city of 200,000 people. It has some landmarks that date back to the middle ages, such as the Castello Svevo, a medieval fortress from Norman times. Also, the Basilica San Nicola, which allegedly contains the bones of St. Nicholas (Santa Claus). One of the most famous landmarks is the “Bambino Stadium” which was built by the Italian dictator Benito Mussolini. It was a reward for the citizens for having the most babies in a specified period of time! But now Bari is playing an important role for the Allies.
It is a major supply sea port with thousands of tons of munitions, food and equipment being unloaded around the clock. Tonight is no exception, 30 Allied ships are crowded into the harbor waiting to be unloaded. Most of the ships are Liberty ships, including the SS John Harvey. The skipper, Capt. Erwin F. Knowles, has been waiting five days for his ship to be unloaded.
The SS John Harvey was one of 2,710 Liberty ships built during WWII.
The Liberty ships were built with a method never used before. They were prefabricated sections, built and assembled in several places then welded all together. In fact, it took 30,000 prefab parts to build a complete Liberty ship. The ship’s length was 441ft. and it was 57ft. wide. Its 5 cargo holds could swallow 10,500 tons of cargo. It was armed with a 3 inch gun on the bow and a 4 inch gun on the stern. Also, 8 20mm anti aircraft guns along the sides of the deck.
The genius behind the Liberty ship program was Henry J. Kaiser, a friend of President Franklin D. Roosevelt. He had gained fame by ramrodding the building of the great Hoover Dam on the Colorado River in Arizona. Under normal times, a ship was built in around two or three months. However, the Nazi U-Boats were sinking the merchant ships of England so fast that they could not be replaced quickly enough. So President Roosevelt asked Kaiser if he could possibly speed up the ship building. Henry J. Kaiser was a pugnacious, bespectacled 60 year old man, who openly bragged, “I will build you a Liberty ship in ten days!” Of course, no one believed him, but he did just that.
Confident that the “Luftwaffe” (German Air Force) had been swept from the skies, Air Vice Marshal Sir Arthur Comingham boasted that the Germans would never dare launch an attack on the port of Beri. That is why the docks were ablaze with lights, and the unloading went on all night long. Nevertheless, at precisely 7:30 pm, a large formation of 105 German Ju-88 bombers swept down out of the clouds. With the harbor lit up like a Christmas tree, the Liberty ships were “sitting ducks.”
Seventeen ships were sunk and eight badly damaged. Without warning, the John Harvey suddenly disappeared in a huge explosion!! Pieces of the ship and cargo were hurled hundreds of feet into the air. Everyone on board was killed instantly and part of the city was also destroyed by the terrific force of the blast. Casualties from the raid began pouring in until the hospitals were filled to overflowing.
Immediately many of the wounded began to complain that they were having trouble breathing, they were hacking and coughing very hard. Their eyes were swollen and skin lesions began to appear. Their condition worsened in spite of conventional treatment, and many began to die.
The doctors and nurses were puzzled; they were faced with a mysterious unknown ailment that they could not cure. The one man who did know the deadly secret was Capt. Elwin F. Knowles, the skipper of the Liberty ship John Harvey (and no trace of him has ever been found).
No one else on the ship knew about the secret cargo, 2,000 M47A1 mustard gas bombs!!! The poison mustard chemical is a blister gas that irritates the respiratory system, producing burns and raw ulcers on the skin and in the body. Victims exposed to very much of this gas suffer an agonizing death. There were 628 mustard gas deaths among Allied military and merchant marine personnel.
Because the port of Bari was under British jurisdiction, Prime Minister Winston Churchill had all medical records changed. The deaths by mustard gas read death by burns due to enemy action. (He stated it would have been too embarrassing to tell the truth.) No one knows for sure, but several thousand Italian civilians lives could have been saved … except for one man’s vanity.
The Japanese never used gas weapons on American troops, and so the Americans never used gas weapons on the Japanese. In fact, the Japanese had given up development and production of chemical weapons in 1941. Their stockpiles of chemical weapons were puny compared to the mountain of gas weapons that the Americans had produced, which exceeded by a comfortable margin all the gas used by all sides in WW1.
Information on Russian gas warfare development during WW2 and after is sketchy. The Russians presumably manufactured their own substantial stockpiles of chemical weapons, but if so they kept it a tight secret.
One thing is known. When the Soviets advanced on the Nazi nerve gas plant at Dyenfurth in August 1944, large quantities of liquid nerve agents were poured into the Oder and the factory was set up for demolition, but the Red Army got there before the charges could be set off. The Dyenfurth plant was dismantled and carted off to Russia to begin production for Stalin instead of Hitler. The Russians now had the secret of Tabun, Sarin, and a new, even deadlier nerve gas named “Soman” that the Germans had discovered a few months earlier, but had not yet brought to production.
In April 1945, the British captured a German ammunition dump that contained 105 millimeter shells marked with a single green ring and the legend “GA”. They were filled with Tabun. Other dumps were found, with a total of about a half-million shells and 100,000 aerial bombs filled with nerve gas.
The British and Americans also interrogated captured German chemists, most of whom fled west rather than face capture by the Russians. The discovery that the Allies had been almost completely ignorant of the existence of nerve gas was a shock to Allied intelligence and leadership.
The failure of any combatant to use chemical weapons in World War 2 remains puzzling. All the major combatants had large stocks of chemical weapons, and some of the chemical weapons available in quantity were vastly superior to those used in World War I. Most believed that gas weapons would be used, and most had incentives to use them at one time or another.
Reluctance to use such weapons out of distaste for them or fear or retaliation in kind played a part, but it seems likely that the deciding factor was that circumstances were never quite right to push any of the combatants over the threshold. In hindsight, it seems to have been a very near thing.
1945-1970: CHEMICAL WEAPONS DEVELOPMENT IN THE WEST
After the war, a large proportion of the chemical weapons stockpiled during the war were loaded onto old ships, taken out to the deep sea, and scuttled. The disposal of such large quantities of chemical weapons was widely publicized.
The Cold War was beginning, however, and secret research and development into the new nerve gases became a high priority on both sides of the Iron Curtain. The nerve gases became generally known by their German code designations: “GA” for Tabun, “GB” for Sarin, and “GD” for Soman. The Americans, British, and Canadians formed a three-member alliance called the “Tripartite Agreement” to investigate and develop techniques of warfare with the new “G agents”. The Australians joined this alliance in 1965.
The British performed a series of experiments, mostly focusing on GB, through the late 1940s and into the 1950s. They never went into full production of nerve gases, though they did construct an experimental pilot plant. The British had historical reasons for disliking gas weapons, and besides, the war had exhausted Britain’s financial resources.
The Americans had no such obstacles, and went into mass production of GB. The US Army Chemical Corps, as the CWS had been renamed, built a plant in Alabama to manufacture the proper chemical precursor, and then completed production at the Rocky Mountain Arsenal. The Dugway Proving Ground, which had been shut down after the war, was reopened in 1950 and expanded for chemical and biological weapon tests.
By the early 1960s, the US had a huge arsenal of chemical weapons, and in fact had begin production of a new poison gas, designated “VX”. In 1952, Dr. Ranajit Ghosh of Britain’s Imperial Chemical Industries discovered what would become VX while performing research into pesticides. Similar agents were discovered in other countries at roughly the same time.
The older G agents were volatile and tended to evaporate rapidly. They were not persistent. VX, in contrast, had the viscosity of motor oil, and like mustard gas would puddle up on the ground after an attack and stay there. VX was persistent, and much more toxic than GB.
Under the pressure of broad moral scruples and specific economic problems, the British renounced offensive chemical warfare in 1956. However, they passed the secret of VX on to the Americans, who opened a plant in Newport, Indiana, to produce VX in volume. By 1967, the Americans had thousands of tonnes of VX.
Other work was performed on delivery systems, including artillery shells, the M-23 gas landmine, the M-55 unguided gas rocket, and the Mk-116 “Weteye” air-dropped gas bomb. Defensive systems were not ignored, either, with development of new gas masks, protective clothing, decontamination systems and kits, and primitive detection systems. Nerve gas antidotes, such as “atropine”, were also developed, and atropine hypodermic auto-injector kits were produced in quantity.
The Americans also investigated gases based on hallucinogens. In 1943, a researcher named Dr. Albert Hoffman at the Sandoz drug firm in Switzerland was investigating drugs derived from ergot, a fungus that infects wheat, when he spontaneously went into wild hallucinations. Dr. Hoffman had accidentally discovered the hallucinogenic drug “LSD”.
In the postwar period, the Chemical Corps wondered if hallucinogens might make effective “humane” weapons that would not kill enemy soldiers, simply eliminate their will to fight. During the mid-1950s, experiments were conducted on volunteers, as well as unwitting patients in psychiatric institutions, with mind-altering drugs.
The results of these tests were encouraging, but LSD itself was not appropriate for military use. It was much too expensive to synthesize in volume, and was not a very good aerosol. The Army finally found a substance named “BZ” that was cheap and could be dispersed in clouds over the battlefield. BZ made its victims somewhat ill, causing them to vomit or stagger around. They might presently suffer memory lapses and hallucinations. Effects could persist for up to two weeks.
BZ was produced in pilot quantities, but then the Army had second thoughts. An enemy soldier on hallucinogens was just as likely to do suicidally crazy and dangerous things as become happy and agreeable, and the Army didn’t want to use such an unpredictable agent. BZ was discarded.
However, the US military did actually use “less lethal” chemical agents in Vietnam.
In World War 2, the British and Americans had cooperated on powerful herbicides in their chemical weapons development programs, and devised spray systems and cluster bombs that could be potentially used with devastating effect against an adversary’s croplands.
Such weapons were not used against the Axis, but after the war the British used a herbicide developed by the Americans, known as “245T”, during their war against Communist insurgents in Malaya in the late 1940s and the early 1950s. The British sprayed 245T onto areas where they thought insurgents might be growing food or hiding under jungle cover.
In the early 1960s, as the US became more involved in Southeast Asia and jungle warfare, the Americans considered the British experience in Malaya and decided to resurrect it in a big way. In late 1961, three C-123 Provider cargo planes were fitted with tanks and spray gear and sent to South Vietnam to begin “Operation Ranch Hand”, a program intended to deprive the Viet Cong (Vietnamese Communist, or simply VC) guerrillas of jungle cover and food supplies.
The Americans came up with six different herbicides for use in South Vietnam, designated Agents “Green”, “Pink”, “Purple”, “White”, “Blue”, and “Orange” in accordance with the color code painted on the drums of chemicals. Operation Ranch Hand proved successful and ramped up into a massive chemical warfare operation against plants over much of Southeast Asia. Sprayer units proudly displayed the slogan: ONLY WE CAN PREVENT FORESTS.
The most potent of the herbicides was Agent Orange, which consisted of a mix of 245T and small quantities of dioxin, a substance with some toxicity to humans. Agent Orange was used on the densest areas of forest, and caused vegetation to grow wildly until it died and rotted. So much herbicide was used in Vietnam that in 1968 there was a shortage of household weed killers in the United States.
The heavy use of Agent Orange was linked to birth defects in the Vietnamese population, and maladies such as cancers among troops exposed to the chemical. Agent Orange would become a major cause of dispute between the US government and Vietnam veterans after the war.
The Americans also used a potent riot agent named “CS”, which had been developed by the British during the 1950s as a more potent replacement for traditional tear gas. CS was an aerosol powder and a powerful irritant that attacked the eyes, nose, and throat, and burned the skin. In 1965, the Americans began using CS to flush VC guerrillas out of their hiding holes in the ground, and eventually employed it in large quantities.
The Americans were accused of conducting chemical warfare over the use of herbicides and CS, and a legalistic argument followed. The critics conceded that the chemicals used were not in the same league as traditional poison gases, much less with nerve gases, but pointed out that use of such nonlethal toxins was a step that could quickly escalate towards the use of nastier poisons and established a dangerous precedent.
In fact, rumors have persisted that the Americans tested lethal chemical weapons in combat during the Vietnam war, but no substantial evidence has ever been found to back up these claims.
The controversy over the American use of non-lethal chemical weapons in Vietnam helped keep the fact that the US had large stockpiles of lethal chemical weapons in the international spotlight. The US government found their stockpiles of chemical weapons an embarrassment. World opinion was solidly against chemical weapons, and there was no way the Americans could use poison gases, except in retaliation. The US had the nuclear deterrent, making the need for lethal chemical weapons arguable.
There was also a frightening incident that raised public fears. On 13 March 1968, an F-4 Phantom strike aircraft flew a test mission over the Dugway Proving Ground with chemical dispensers containing VX. One of the dispensers wasn’t completely emptied during the test, and as the F-4 gained altitude after its bombing run, VX trickled out in a trail behind the aircraft, drifted into Skull Valley, north of the proving ground, and settled over a huge flock of sheep.
6,000 sheep were killed, and the incident provoked national attention at a time of high public political unrest and suspicion of the government. In the summer of 1969, a leaky VX munition stored at a US military installation on Okinawa sent 23 servicemen to the hospital. The Japanese government had not even known chemical weapons were being stockpiled on Japanese soil.
In 1970, US President Richard M. Nixon announced a moratorium on the development and production of new chemical weapons, though work on defensive measures continued. This was a step in the right direction, if not an outright ban. The United States also belatedly ratified the 1925 Geneva Protocol in 1975, and the next year began discussions with the USSR on additional measures to limit chemical weapons. However, chemical weapons showed no sign of dying out.
1970-2000: CHEMICAL WARFARE IN THE BALANCE
While Soviet secrecy kept the details hidden, the USSR engaged in a chemical arms buildup that almost certainly matched that of the Americans. The Soviets seemed to have a particular liking for Soman/GD, and were believed to have developed a nerve gas that remained effective in extreme cold. It was clear the Red Army possessed a strong chemical warfare capability.
The government of Yemen was suspected of using chemical weapons provided by the USSR in the 1960s, and in the mid-1970s reports began to trickle out of Southeast Asia that the Vietnamese, another Soviet ally, were using a new and savagely effective gas in attacks on Hmong tribesmen in Laos, who had been allies of the Americans and stubborn foes of the Communists.
Refugees spoke of aircraft pouring out a “yellow rain” that caused choking, chemical burns, massive bleeding, and rapid death. There were many reports, but the puzzling thing about the combination of symptoms reported was that it matched the action of no known chemical agent. US Army scientists suspected that the “yellow rain” was some mix of chemical agents, or a new chemical or biological toxin.
The idea that “yellow rain” was some biological toxin was given a little weight in 1981, when a leaf and a few other plant fragments that were covered with a white mold were examined. The mold had a very high concentration of fungal poisons known as “mycotoxins”. However, the Soviets and Vietnamese denied they were using chemical or biological warfare in Laos. The evidence was thin at best, and the mycotoxins discovered, while deadly, were nowhere near as toxic as any nerve gas and much more expensive to produce. In the absence of any definitive information, “yellow rain” was nothing more than an unsettling rumor.
In the meantime, talks with the Soviets on chemical weapons limitation had bogged down over issues of verification and enforcement. Chemical warfare hawks in the US, suspicious that the USSR was using the talks as a mask for improving their chemical warfare capability, challenged Nixon’s moratorium on the development and production of new chemical weapons.
The environmental and safety concerns that had in good part led to the moratorium were an obstacle to the production of new chemical weapons, but the hawks had a solution: binary nerve gas. Back in the 1950s, the US Navy had been concerned about the problem of storing nerve gases on board ships, and had investigated a concept where the safety of a nerve gas munition could be improved by splitting it into two separate chemical “charges”.
The first charge would be stored separately from the munition, which contained the second charge. When the munition was readied for use, the first charge would be plugged in, and the munition fired. A small explosive charge would rupture the containers storing the two charges, causing them to mix and synthesize the desired nerve gas on the spot, which would be dispersed when the munition burst.
Research with binary nerve gas weapons in the following decades produced a range of munitions that could deliver GB or VX. The US Defense Department developed a plan for fielding binary nerve gas weapons, but even with suspicion of Soviet intentions and actions, the US Congress showed no inclination to fund the program.
The suspicions continued to grow. The USSR intervened in the civil war in Afghanistan late in 1979, and reports from Afghan rebels indicated that the USSR was using chemical weapons. However, although the rebels spoke of “nerve gas”, they described clouds of colored smoke and choking symptoms that sounded more like those caused by asphyxiants. As mentioned in the previous chapter, nerve gases are generally odorless, colorless, and cause convulsions and suffocation.
The reports were never confirmed. It seems plausible that the Soviets did use riot agents in Afghanistan, and riot agents can be lethal in high concentrations. The reports from Afghanistan, as well as the “yellow rain” stories from Laos provided little real evidence of any serious Soviet use of chemical weapons.
By that time, however, the Soviets were not the only issue. There was widespread suspicion that lesser states with militant and authoritarian regimes were developing chemical and biological weapons as a military equalizer. That became absolutely clear after the beginning of the Iran-Iraq war in 1980. The Iraqis, badly outnumbered by the Iranians during the Iran-Iraq war in the 1980s, used mustard gas and possibly nerve gas to spearhead attacks on Iranian forces. Poison gas appears to have been a contributing factor to the eventual defeat of Iran in 1988.
After the war with Iran was over, Iraq’s Saddam Hussein used his chemical weapons to deal with rebellious Iraqi Kurds who had been assisted by the Iranians. The Iraqis used mustard gases, possibly combined with nerve gases, against a Kurdish town in 1988, killing thousands of people.
During the Gulf War in 1991, there were widespread fears that Saddam Hussein would use his chemical and biological weapons on Coalition forces. There were particular fears that he would attack Israeli cities with “Scud” intermediate-range missiles, armed with Sarin warheads. The Israeli government issued their citizens protective gear, including gas masks for adults, a hood that covered the head and chest of small children, and plastic boxes for infants.
However, Saddam Hussein did not use any of his weapons of mass destruction, apparently out of fear of retaliation. After the defeat of Iraqi forces, UN inspection teams destroyed many of Iraq’s chemical and biological weapons stockpiles, but it proved impossible to determine if all those stockpiles had been found.
The US Army still maintains serious research into bio-chemical warfare defenses. US military forces are equipped to deal with such attacks, and incorporate simulated bio-chemical weapon attacks into their training. Hand-held and vehicle-mounted chemical agent detection instruments are available, and used in field operations.
Advanced defensive technologies under development include vaccines to protect soldiers against nerve gases, and “hyperspectral imaging (HSI)” sensors to allow the remote detection of chemical agents from small robot aircraft. HSI sensors have demonstrated some ability to give advance warning of chemical weapon attacks, though such sensors have so far not been able to distinguish dangerous biological agents from, say, airborne pollen.
Bio-chemical warfare remains a potential reality for the US military, and the experience with Iraq did not encourage the idea that the chemical weapons genie could ever be put back in the bottle. However, with the collapse of the Soviet Union in the late 1980s and early 1990s, a significant step forward was taken.
The Russian Federation that emerged from the collapse of the USSR had no money to pursue chemical weapons development, and the chemical weapons stockpiles on its territory were a dangerous environmental liability. Under such conditions, the Russians and Americans came to an agreement in 1992 to destroy their chemical weapons stockpiles.
Putting this commitment into action proved difficult for the Americans. The traditional means of disposing of chemical weapons was to put them on old cargo ships, take the ships out to the deep sea, and sink them. This practice was continued into the 1950s, with ships sunk everywhere from the Baltic to the Pacific, but with the rise of environmental consciousness scuttling had become a completely unacceptable measure by the 1960s. In fact, a number of fishermen were injured every year while trawling in waters where chemical weapons had been discarded, when they came into contact with crusted clots of mustard gas that were stuck in their nets. With the end of ocean dumping, the number of such incidents declined in the 1970s and faded out.
The US built a specialized incinerator on Johnston Atoll in the middle of the Pacific as a pilot plant to demonstrate the safe destruction of chemical munitions. More incinerators were to be built at all of the chemical weapons storage sites in the continental US for local incineration of the 33,000 tonnes of agents stockpiled, as transportation of the agents for destruction elsewhere was ruled out.
The plan, however necessary, proved troublesome. Many of the chemical weapons were becoming leaky and dangerous to store or transport. Opposition from local groups and environmental organizations such as Greenpeace complicated government disposal plans. Initial cost estimates for the disposal of American chemical weapons were in the billions of dollars, and proceeded to double while schedules slipped well into the next century. A conservative estimate is that disposal will have cost $15 billion USD in all when it is supposed to be completed sometime around 2005, and that schedule may be hard to meet.
The Russians, who did not have anywhere near the resources of the Americans, were confronted with an even nastier problem. The Americans have provided funds to help build a chemical weapons incinerator in Russia, to go on-line in 2003. It will be able to destroy 500 tonnes of chemical agents a year. As Russian stockpiles are estimated at 40,000 tonnes, obviously other installations will be required.
The hidden costs of chemical weapons continue to mount. When the Japanese pulled out of Manchuria at the end of World War II, they left behind chemical weapons stockpiles that remained intact, if increasingly rusty and leaky, 50 years later. The Japanese government made commitments to China to spend huge sums to build an incineration facility and dispose of the ancient munitions.
A History Of Biological Warfare
Chemical weapons were the first weapon of mass destruction to be invented. After World War I, however, weapons makers realized that nature herself could provide potentially even deadlier weapons of mass destruction, in the form of pathogens and biotoxins that could be cultured, stockpiled, and used to kill on a massive scale.
|1932-1942: THE ORIGINS OF BIOLOGICAL WARFARE / UNIT 731|
The use of disease as a weapon is nothing new. Centuries ago, armies would occasionally catapult the bodies of people who had died of plagues into cities under siege in hopes of spreading disease, a tactic that often proved successful. English colonists in the New World on occasion gave blankets and other items that had belonged to people who had died of smallpox to local native tribes, and the results could be devastating as the natives had little resistance to the disease.
These were purely opportunistic schemes. Methodical development of pathogens and as potent biological toxins as weapons of mass destruction had to wait until the development of modern medical theory and the discovery of pathogens, in the last part of the 19th century.
Although the knowledge to manufacture biological weapons was available in the First World War, there is no strong evidence that anyone did, although rumors of biological warfare were widespread at the time. The possibility of biological warfare was certainly evident, and the Geneva Protocol of 1925 included clauses forbidding biological warfare.
Development of biological weapons did not actually begin in earnest until the 1930s, with Japan taking the lead. The effort was directed by a single domineering figure, an Imperial Japanese Army officer and medical doctor named Shirou Ishii.
Ishii returned from a European tour in 1932, bringing with him a conviction that biological warfare was the weapon of the future. Ironically, the fact that the Geneva Protocol had banned bioweapons helped draw his attention to them, since the ban implied that people found such weapons unusually dangerous and frightening.
The Japanese invaded the Chinese province of Manchuria in 1932, and set it up as the Japanese puppet state of “Manchukuo”. In 1935, Ishii managed to convince his superiors of the potential usefulness of bioweapons, and so they set him up in a hospital in Harbin, Manchuria, to conduct small-scale experiments with dangerous pathogens. By 1937, Ishii’s work had proved promising enough for the Japanese War Ministry to approve the construction of a full-scale bioweapons research and development complex, at a small town named Pingfan, about 65 kilometers (40 miles) south of Harbin.
The Imperial Japanese Army had attacked China proper in that year. The Japanese were able to win almost every battle they fought, but they were entirely outnumbered by the numerous Chinese. The Japanese turned to biological weapons as a potential equalizer. It is also possible that they hoped to exterminate Chinese in areas Japan intended to colonize.
The Pingfan Institute was completed in 1939. Ishii, now a general, was in charge of the research organization, which was given the cover designation “Water Purification Unit 731”. The Pingfan complex covered over three square kilometers and included an airfield, barracks, and laboratories.
Japanese recruits arriving there found it an odd place; none of the vehicles carried any identifying marks, for example. They quickly found out that it had other strange and much more unpleasant features. One Japanese veteran who was a technician at the Pingfan site recalled there were many doctors and professors there, giving it something of the air of a university medical research facility, but noted that it was in fact the opposite: “Here, they were trying to find ways to kill people.”
There was a certain scientific challenge in this effort. The understanding of pathogens and their actions in causing disease and epidemics was crude, and there was, and is, still much to learn. There were also the practical problems of developing biological weapons, such as selecting the appropriate pathogen, determining the lethal dosage, and engineering the right techniques for production, storage, transport, and dispersal. Unit 731 also worked on defensive measures, primarily the large-scale production of vaccines.
Unit 731 studied almost every major known pathogen for its utility as a weapon. Some of the more significant included:
“Anthrax”, a highly lethal disease of livestock and humans. Anthrax is a bacterial infection that can be acquired by contact with infected victims, or by inhalation of anthrax spores. When anthrax is acquired by contact, it can create hideous sores that may lead to death by blood poisoning. When inhaled, it leads to a lung infection that kills by toxic shock in a few days. Lethality of airborne anthrax is 90%. It is, however, not strongly contagious. Anthrax would become the lethal bioagent of choice for future bioweapon development programs. It forms spores that are very hardy and easy to store for long periods of time, and can be conveniently packed into munitions. Anthrax spores are so hardy, in fact, that they will persist in an area over which they have been spread for decades.
“Plague”, the “Black Death” of Medieval times, is caused by infection from a bacterium named Yersinia Pestis. It has three forms: “bubonic plague”, when spread by fleas or other parasites; “pneumonic plague”, when spread by inhaling the bacteria; and “septicemic plague”, when spread by contact. Pneumonic plague has a lethality of 95% or more. Although bubonic plague is somewhat less lethal, its spreads more easily and is more useful as a weapon. However, bubonic plague still isn’t all that good a biowarfare agent, as it requires cultivation, storage, and distribution of live fleas.
“Gas gangrene”, a condition caused by the infection of wounds by the Clostridium perfringens bacterium, characterized by stinking putrefaction of the flesh.
“Brucellosis”, a bacterial disease caused by various pathogens of the genus Brucella that infects livestock and humans. It is not very lethal, but it is highly contagious and can incapacitate a victim for a week or more.
“Glanders”, a disease of horses and humans that eats away the mucous linings of nose and respiratory tract, and attacks the lymphatic system. It is caused by the bacterium Pseudomonas mallei. It is uncertain if the Japanese were interested in glanders for killing horses and mules, or humans, or, most likely, both.
Bacteria related to food poisoning, including the Salmonella and Clostridium botulinum bacteria, which secrete extremely deadly biotoxins. The toxins were potential bioagents in themselves, particularly botulism toxin. The lethal dose of botulism toxin is very small, and the toxin is easily produced in quantity and stored for long periods of time.
Other diseases investigated included typhus, typhoid, cholera, tetanus, smallpox, tick encephalitis, tuberculosis, and tularemia. Tularemia infects rabbits as well as humans, and so is known as “rabbit fever”. Like brucellosis, tularemia is rarely fatal in humans but can make a target wretchedly sick for a few weeks. The Japanese also experimented with exotic biotoxins, such as blowfish poison.
The Japanese had to produce pathogens in quantity for tests and, if they proved worthy, production. Unit 731 researchers devised a scheme using trays of meat and broth as cultures. The trays were kept in incubators and the scum of bacteria produced was skimmed off every few days. The smell of rotten meat was almost overpowering. Eventually, Pingfan was believed to have been capable of producing tonnes of pathogens every month.
Having obtained pathogens, the next step was to determine their effectiveness. There were plenty of Chinese available for use as involuntary test subjects. The Japanese would put up posters warning the Chinese that epidemics of the appropriate diseases had broken out, and then a squad of soldiers would go out and dump pathogens discreetly into the well of a village. Three or four days later, they would return to inspect the ill. The soldiers would anesthetize them, cut them open and take samples, and sew them back up again. “Then we threw the bodies down the well,” as a veteran of the program recalled. The soldiers torched the village and left.
The tests were very successful. General Ishii then decided to perform more controlled tests in deep secrecy on Chinese prisoners taken to the compound at Pingfan. Many of these people were simply rounded up off the streets of Harbin to meet quotas set by Unit 731 officers. At least 3,000 were taken there, and very few, if any, ever came back. The cover story for the compound was that it was a lumberyard, and so Unit 731 personnel referred to the prisoners as “maruta”, or “logs”.
Prisoners were assigned serial numbers 1 through 200. Once that block had all been killed, the serial number count started over again through the next 200, and so on. Japanese veterans of Unit 731 recollect the place as a kind of hell on earth, but the Imperial Japanese Army demanded unhesitating obedience, and a failure to deliver it was immediately and severely punished.
Chinese prisoners were tied to poles out in the open and forced to look into the sky as airplanes flew over and sprayed bacteria on them. The prisoners were carefully observed and their condition recorded with colored drawings as they sickened and died. Others were tied to stakes or panels and arranged around fragmentation bombs containing Clostridium perfringens bacteria. The bomb was detonated, and the test subjects were studied as they developed gas gangrene from their wounds. When test subjects died, their corpses were burned in a crematorium.
By 1940, Unit 731 had developed a ceramic anthrax bomb, and built 4,000 of them. They were also considering ways of delivering bubonic plague. Researchers at Pingfan bred plague-infested rats in quantity and then gathered the fleas from the rats. The fleas could then be distributed as a bioagent vector, using tubular baskets strapped to the bomb pylons of aircraft.
In October 1940, a Japanese aircraft flew low over the city of Ningpo, which was still held by the Nationalist Chinese, and dispersed a spray containing plague-infested fleas. The results were appalling. Roughly 500 people died and the city was panic-stricken.
“There were so many people and not enough coffins,” one survivor recalled. “So two people would share a coffin.” It is thought that more attacks may have taken place in China, but records of such activities were destroyed by the Japanese at the end of the war and nobody knows for sure.
The researchers at Unit 731 went on to even more imaginative biowarfare studies. They decided to use Chinese prisoners not merely to test pathogens, but to actually act as production incubators to breed them. The researchers believed that pathogens that managed to overcome the body’s defenses were likely more virulent.
The prisoners were injected with pathogens. When they reached their limit, the prisoners were chloroformed and all the blood was drained from their bodies. When the blood flow from a prisoner slowed down, a soldier would jump on the man’s chest to force out the last drops. “They did not leave even one drop of blood in the body!” one Japanese veteran recollected.
With such extensive handling of pathogens, there were likely to be accidents, and it is believed that hundreds of Japanese staff of Unit 731 died from the pathogens they handled. Despite this problem, Ishii’s bioweapons research empire spread, establishing 18 satellite stations in China and in other locations ranging from Hokkaido to the Dutch East Indies. The Japanese bioweapon researchers not only investigated pathogens to attack people, they also studied chemical herbicides and pathogens to destroy crops.
The most intensively studied plant pathogens were “fungal smuts” and “nematode worms” intended to attack Soviet and North American wheat fields. Smuts in particular were potentially highly effective bioagents. The head of a wheat plant infected by wheat smut turns into a blackened mass of spores that are released into the air to infect other wheat plants downwind. The Japanese developed a production facility that could generate about 90 kilograms of smuts annually.
1942-1945: THE ALLIED BIO-WARFARE PROGRAM
By mid-1942, word of Japanese bioweapons development was leaking out to the Allies, and in July 1942 Winston Churchill placed the issue on the top level of priority for discussion by Allied leadership. In fact, the British had been thinking about biological warfare since 1934. The prime mover was a Whitehall bureaucrat named Sir Maurice Hankey, who, like Shirou Ishii, had been inspired to consider bioweapons by the fact that the Geneva Protocol tried to ban them.
In the prewar period, British biowarfare efforts were minimal, consisting of a few committees issuing reports and, as war approached, funding for limited defensive measures. When war broke out in 1939, considerations for offensive biowarfare rose in importance, and the British government established a small laboratory at Porton Down, run by a medical researcher named Paul Fildes.
Fildes began to conduct small-scale experiments to evaluate pathogens and biotoxins for use as weapons, and in late 1941 recommended the production of millions of anthrax-laced cattle cakes that would be dropped by air over Germany. Production of the cattle cakes was approved, and a large stockpile of them was stored at Porton Down until the end of the war, when they were all incinerated.
Biotoxins had a particular appeal for clandestine operations in occupied Europe, setting a precedent for later interest by intelligence services in such weapons. Porton Down is known to have produced botulism toxin under the designation “BTX”, and although the records are unclear, a BTX-laced grenade may have been used to assassinate SS General Reinhard Heydrich, a senior and highly competent Nazi officer who was then in charge of occupied Czechoslovakia.
The intelligence information leaking out about Japanese bioweapon experiments only increased the priority of Allied efforts to build their own biowarfare capability. In the summer of 1942, the British conducted their first large-scale biowarfare experiment on Gruinard Island, off the coast of Scotland. A film was made of the experiment, and remained classified until 1997.
Sheep were taken to an open field, secured in wooden frames, and exposed to a bomb that scattered anthrax spores. The sheep started dying three days later. They were examined and then burned. Other tests involved dropping anthrax bombs from a Wellington bomber.
Safety precautions were slipshod, and it is a wonder that there were not calamities among the personnel involved or innocent bystanders. One worker in the program recalled helping a medical researcher pour a thick soup of anthrax agent into a bomb, without use of protective clothing or any other safety measures. Despite attempts to disinfect Gruinard Island, the anthrax spores left there by the experiments kept the island in quarantine for five decades.
The final report on the Gruinard Island experiments suggested that anthrax could be used to render whole cities uninhabitable “for generations”. Biological weapons were potentially orders of magnitude more effective than chemical weapons.
In the meantime, the British had been working with the Canadian government to set up a bioweapons test range at Suffield, in the province of Alberta. The area was empty and isolated, and experiments could be performed with greater safety than any location available in the British Isles.
The entry of America into the war in late 1941 added more momentum to the Allied bioweapons effort. The US had considered the possibility of biological warfare, and government reports had been written and distributed to detail defensive and offensive measures.
With a real war on, the American Chemical Warfare Service, with British assistance, built up biowarfare research facilities, including test stations near Dugway and near Pascagoula, Mississippi; a potential production facility at Vigo, near Terra Haute, Indiana; and the master research and development center at Camp Dietrich, Maryland.
The British work on anthrax, or “N” as it was codenamed, as a weapon led in 1943 to the design of an “N” bomb suitable for mass production by the Americans. This munition weighed 1.8 kilograms (4 pounds). 106 of these “bomblets” were to be packed into a 225 kilogram (500 pound) cluster-bomb canister and dropped over enemy population centers.
The whole effort was protected by the highest level of secrecy, TOP SECRET:GUARD, which the Americans described jokingly as DESTROY BEFORE READING. An initial pilot batch of 5,000 N bombs was produced at Camp Dietrich in May 1944, and medium-scale production at a rate of about 50,000 bomblets a month followed. The bomblets were turned over to the British, who stockpiled them.
The plant at Vigo, Indiana, was designed for production of 500,000 anthrax bombs per month. The plant was never put into operation, partly because of extreme concerns over its safety. By the end of the war, it had been converted to antibiotic production, though it could have easily been converted back to bioweapons manufacture if the need had arisen.
The drastic nature of anthrax was not lost on the Americans, and so they searched for a bioagent that could incapacitate, rather than kill. They found brucellosis a promising agent. The infectious dose was much smaller than that of anthrax, meaning a single bomber could attack a much larger area with the same weight of bombs, and a city that had been attacked with brucellosis would be safe to enter a week or so after the attack.
Brucellosis was, on the other hand, wildly infectious, and many of the people who worked with it in the weapons development program came down with it. However, other than a few days of nasty chills, pains, fever, and headaches, it rarely did much harm. Brucellosis weapons were in an advanced state of development at the end of the war.
The Americans also investigated anti-crop bioagents, including “potato blights” and “wheat rusts”; “sclerotium rot”, which can attack soybeans, sugar beets, sweet potatoes, and cotton; and “blast diseases” to attack rice.
There is some suspicion that crop bioweapons might have been used by the Allies. In the fall of 1944, the German potato crop was infested by a huge plague of Colorado beetles, and in 1945 the Japanese rice crop was badly afflicted by rice blast. However, in the absence of any evidence supporting such suspicions, it seems more likely these incidents were due to natural causes.
The Soviet biowarfare program during World War II remains somewhat mysterious, and considering the fact that many records were destroyed later, will probably always remain so.
Ken Alibek (originally Kanatjan Alibekov), a senior official of the Soviet “Biopreparat” bioweapons organization in the late 1980s and early 1990s, emigrated to the United States in 1992 and provided a history of the Soviet bioweapons program. While Russian expatriates have been known to tell exaggerated stories for self-serving reasons, Alibek’s comments sound entirely plausible.
According to Alibek, the Soviet bioweapons effort began in 1928, three years after the USSR signed the Geneva Procotols. The initial focus was to “weaponize” typhus, with the work supervised by the state security apparatus, the “GPU”, which would eventually evolve into the KGB. The effort then expanded, with new facilities built in the network of GPU prison camps. The prime testing ground was at Solovetsky Island, in the Arctic, north of Leningrad in the White Sea.
Prisoners may have been used in tests of biological agents. Certainly there were many casualties among researchers and workers as well, whose lives were made even more miserable during the purges of the 1930s by the influence of Trofim Lysenko, a quack biologist who managed to get Stalin’s ear. Those biologists who differed with Lysenko were sent to prison camps or worse, and Lysenko did much to hinder the Soviet biowarfare effort.
When the Soviet Union was invaded by Hitler’s forces in the summer of 1941, bioweapons facilities in the west were relocated by train to the east, in the Ural mountains. A train carrying pathogens and other materials was passing though the city of Gorky when the Germans decided to bomb the place, panicking supervisors on the train, who ordered the train to keep on rolling through the city. The town of Kirov became the main bioweapons facility after the move. The Soviets also found a new testing ground, at Rebirth Island in the Aral Sea.
During the summer of 1942, when the Germans were pushing through the USSR towards the Caucasus and Stalingrad, there was an outbreak of tularemia of unprecedented magnitude among both German and Soviet troops. Alibek felt certain the outbreak had been a bioweapons attack that had gone wrong, and “old-timers” in the Biopreparat organization told him stories that reinforced his suspicions.
There was also an outbreak of “Q fever” among German troops on leave in the Crimea in 1943. Alibek never investigated the matter in detail, but believed it might very well have been a bioweapons attack or test. Q fever, once known as “Query fever”, is a bacterial disease of sheep, goats, and cows carried by ticks. Animals can be infected by breathing dried tick feces, and humans in proximity to the animals can be infected as well.
Q fever causes a sudden fever, aches, and general ill health, but it rarely leads to complications, except for pneumonia, lasts only a few weeks, and is rarely fatal. Outbreaks of Q fever were unheard of in the Soviet Union before that time, and it was heavily investigated as a biowarfare agent by Soviet researchers later.
1945-1972: COLD WAR BIOWEAPONS DEVELOPMENT
When Germany surrendered in May 1945, the Allies got a nasty surprise from Nazi nerve gases. There was no such shock from Nazi bioweapons research. The Germans had never gone beyond preliminary investigations in bioweapons research, though some brutal experiments had been performed on concentration camp prisoners.
The German disinterest in biological warfare was partially due to the fact that Germany was situated in the middle of Europe, and the countries that would be logical targets for bioweapon attacks were right on Germany’s borders. Since pathogens are poor respecters of borders, the Germans had strong reasons to not develop bioweapons.
England, separated from potential enemies by the English Channel, was in a better position to conduct biowarfare, and the Americans were in an even safer position, with their enemies oceans away. Similarly, as an island nation, Japan had a degree of separation from China that made bioweapons attractive to the Japanese.
General Ishii’s bioweapons research staff at Pingfan kept up their efforts until the very end of the war. In fact, the Japanese had even developed a technology that could have allowed them to conduct biological attacks on the United States, in the form of balloons that were released into the jet stream to float across the Pacific to North America.
The “fusen bakudan (fire bombs)” carried incendiary bombs that were dropped automatically when a timer ran out. Hundreds were launched beginning in the fall of 1944 and into early 1945, and a good number of them reached the US and Canada. They did very little damage, but the Japanese had considered using them for biological attacks, which could have potentially made them more dangerous.
The Americans developed a weapon of mass destruction that outdid anything the Japanese had. The US dropped two atomic bombs on Japan in August 1945, and the USSR declared war on Japan at the same time and invaded Manchuria. Japan surrendered. The Pingfan complex was demolished ahead of the advancing Soviets, and Unit 731’s most incriminating records were destroyed. Ishii and his men did make sure they saved a significant set of documents relating to scientific observations made at Pingfan, and set them aside in a safe place.
Stories persist that the Unit 731 dissected prisoners without anesthesia; that Allied prisoners of war were among the test subjects; and that Japanese soldiers passed out anthrax-laced candy to Chinese children. The destruction of records makes these stories unproveable, and the full truth will never be known. In any case, the things Unit 731 researchers were actually known to have done were damning enough to make the more lurid accusations irrelevant, though at the same time they make such accusations more believable as well.
The Americans, now Japan’s masters, only knew vague rumors about the activities of Unit 731. They interrogated Ishii, who had returned to Japan, and he simply told them that he had conducted research on defenses against bioweapons. There was no evidence to dispute this claim until the Soviets began to sort out what they captured at Pingfan and elsewhere in Manchuria. The Soviets then asked the Americans to turn Shirou Ishii and his officers over to them.
The Americans were halfway inclined to go along with the request until Ishii, justifiably panicked by the idea of being handed over by the Soviets, confessed that Unit 731 had in fact been involved in offensive bioweapons development, and had conducted field trials against Chinese civilians.
There was some uncertainty among the Americans that even these confessions provided enough evidence to make a case against Ishii and his assistants that would stand up in court. In the meantime, American biowarfare researchers from Camp Dietrich interviewed Ishii and his colleagues. The details of Unit 731’s activities became more ghastly the more the Americans probed, but the interviewers also became more fascinated.
Unit 731 had performed experiments, documented with extensive data files and detailed color drawings, that American bioweapons researchers would never have been allowed to conduct. Ishii and his people promised to cooperate and provide the data they had carefully saved. The Camp Dietrich group produced a report recommending that charges against Ishii and his men be dropped, in recognition of the value of cooperation with the Japanese and learning from their wartime experience.
The recommendation was adopted. Ishii and his colleagues went free, and the activities of Unit 731 were kept quiet. At the time the Americans had the Bomb and the Soviets did not. Many American officials believed the USSR would never be able to build the Bomb, and so would likely seek equalizers in the form of chemical biological weapons. The Americans needed to counter such a move.
Shirou Ishii died of cancer at his home in 1959. He was never arraigned for any war crimes. The data provided by Ishii and his men proved to be sloppy and of little value, despite the suffering that had gone into its creation. The Japanese had neither mastered the production of biowarfare agents nor devised effective delivery systems. Ishii had got the better part of his deal with the Americans.
As the Cold War intensified, American research into bioweapons accelerated. In 1948, the US built a huge sealed spherical test chamber at Fort Dietrich, Maryland, to test the aerosol dispersal of pathogens. This test chamber was known as the “Eight Ball”. In 1953, Camp Dietrich became Fort Dietrich, and would continue to be a center of bioweapon development into the late 1960s. Tests of bioweapon technologies were performed through the 1950s at the Dugway Proving Grounds. Somewhat startling mock bioweapon attacks were also performed by biowarfare researchers in several US cities, using harmless bacteria.
Initial American bioweapon production in the postwar period focused on the plant pathogens investigated during the war: smuts, blights, blasts, rusts, and rots.
Feathers were found to be an excellent storage medium for plant pathogens, and cluster munitions were built that were packed full of turkey feathers dusted with pathogens. When the dispenser burst open at altitude, the feathers scattered in the wind over a wide area. The Americans also borrowed the fusen bakudan idea from the Japanese, and invented a balloon that could float over enemy territory and release canisters of bioagents after a preset period of time. Anti-crop biological munitions were put into production for the US Air Force in 1951. It was the first recorded instance of peacetime production of bioweapons.
Eventually, the US produced what is estimated at about 30 tonnes of wheat rusts, which would have been sufficient to attack the entire Earth’s wheat crop. The spores of the rust used, Puccina graminus triciti, could remain effective after being stored in cool places for two years, and the rust would propagate rapidly after dispersal. The main intended target was the wheat region of the Ukraine. The US also stockpiled roughly a tonne of rice blast disease, intended to attack the ricefields of China.
American bioweapon developers were not ignoring human pathogens. Anthrax remained the choice for a lethal bioagent. Many studies were performed with it, and anthrax weapons were produced.
Determining the lethal dose was a problem. No human experiments were performed, but tests done on 3,000 monkeys showed that 3,000 spores each could kill half of them. However, as with many pathogens, the action of anthrax is highly species-specific, and the monkey trials were not certain to be valid for humans. Guinea pigs, for instance, required 50,000 spores each, while mice would only take a hundred. Somehow unsurprisingly, rats seemed largely indifferent to anthrax. The conclusion was to use several times the maximum conceivable lethal dose.
Since anthrax was such a drastic weapon, research also continued into less-lethal pathogens. Brucellosis remained an interesting bioagent, as was tularemia. The Americans also considered “psittacosis” as a biowarfare agent. Psittacosis is a nasty disease in birds and is sometimes known as “parrot fever”. In humans, psittacosis causes a high fever and can lead to pneumonia. About one in five human victims would die.
Brucellosis and tularemia pathogens were actually put into production. Spraying systems and cluster munitions for dispersing bioagents were developed, and other options were investigated, such as mass breeding of mosquitoes to carry yellow fever. Activity remained high at Fort Dietrich into the 1960s. Defensive measures, including the development and production of vaccines, were pursued as well.
The US Central Intelligence Agency (CIA) also studied a wide range of sometimes bizarre drugs and toxins for use in clandestine activities. For example, extremely lethal and fast-acting shellfish toxins were used as an alternative to the relatively slow and painful cyanide pills carried by agents to allow them to commit suicide if captured.
When a CIA Lockheed U-2 spy plane was shot down over Russia on 1 May 1960, the pilot, Francis Gary Powers, carried a silver dollar bored with a hole containing a needle coated with such a toxin. Powers did not use the needle, and warned his captors to be careful in handling the silver dollar. The Russians pricked a dog with the needle, and the dog died in ten seconds.
The CIA also developed an electric dart gun that could fire a poison-tipped dart up to about 100 meters. The dart was so small that the victim might not even notice that he had been shot by it, and would then die quickly and mysteriously.
Although the CIA is now officially out of the poisons business, and given the political liability of such work probably out of it unofficially as well, investigations into new and better poisons have continued. Modern candidates include “saxitoxins”, which are produced by marine microorganisms named “dinoflagellates” associated with toxic “red tides” and shellfish poisoning; a neurostransmitter named “substance P” that is lethal in extremely small quantities; and “RNA” genetic material custom-designed to jam or activate specific genes in a victim.
In any case, such toxins are in general not appropriate for battleground or strategic use, and so amount to little more than a James Bond story in the history of the development of chemical and biological weapons of mass destruction.
While the Americans stockpiled bioweapons, the British were winding down bioweapon development efforts at Porton Down. By the 1960s, their biowarfare research efforts were strictly defensive.
In 1968, British delegates at an international disarmament forum in Geneva suggested that proposals to limit chemical and biological weapons might be more effective if the two subjects were discussed separately. After all, there was a precedent for use of chemical weapons, but not for the use of bioweapons. The British introduced a draft of a “Biological & Toxic Weapons Convention” or “BTWC”, sometimes referred to as the “BWC”, that would require signatories to renounce bioweapons. The Soviets objected heavily at first, and the Americans were not enthusiastic.
However, US public opinion was strongly against bioweapons, and even disregarding ethical concerns, there was a practical reason to abandon them. America had the Bomb, which was as formidable a deterrent as existed, and only the most advanced countries were capable of building nuclear weapons. As noted the previous chapter concerning chemical weapons, anyone could build bioweapons, even in principle terrorist groups, and it was not in the advantage of the US to do anything to encourage the development of bioweapons.
On 25 November 1969, President Nixon formally announced that the US would abandon offensive bioweapons. The Eight Ball was shut down and hundreds of researchers taken off the program. In hindsight, Nixon’s decision, though largely forgotten, was one of the most significant and positive actions of his administration. The unilateral American decision broke the ice for other countries to give up bioweapons as well. On 4 April 1972, the US and the USSR signed the BTWC, and eventually a total of over 141 countries signed up. The BTWC was a significant step forward, though it suffered from weak verification and enforcement provisions.
The Soviets found the information on biowarfare captured from the Japanese much more useful than had the Americans. The Soviets used Japanese plans to build a new and sophisticated bioweapons plant in Sverdlosk in 1946.
In the mid-1950s, responsibility for bioweapons research and development was transferred from the KGB to the Red Army, and the program expanded dramatically. Bioweapons research facilities were built in cities to help conceal their purpose. Even the Ministry of Agriculture was brought into the task, setting up a branch to develop bioagents to attack crops and livestock.
After signing the BTWC in 1972, the Soviets did not abandon their offensive bioweapons effort. Indeed, in 1973 Premier Leonid Brezhnev signed a decree ordering a comprehensive update and expansion of the entire Soviet biowarfare apparatus, which finally managed to shake the debilitating influence of Trofim Lysenko. Lysenko died in 1976. His authority had declined after the death of Stalin in 1953, but he had done much to damage Soviet biology, and the damage took a long time to correct.
The Soviets justified their clandestine bioweapons effort, when they bothered to, with the belief that the Americans were also cheating on the BTWC. In fact, as noted, this was not true. The US had no particular need for bioweapons and had judged them more trouble than they were worth.
The paranoia over American clandestine bioweapons research also reflected the inability of Soviet leadership to understand that the US military is firmly under the control of their civilian masters, the politicians, and that American politicians may not be honest to a fault but still have a direct and vested interest in being sensitive to public opinion.
1973-2000: BIOWARFARE UNDERGROUND
Ken Alibek reported that after the USSR signed the BTWC, the country continued to produce and stockpile bioagents, such as anthrax and pneumonic plague. The Soviets had production facilities able to produce thousands of tonnes of anthrax a year.
They also produced tonnes of “weaponized” smallpox virus, which was felt to be a good bioagent because it was extinct in the wild and so defenses against it were poor, and experimented with the “Marburg” hemorrhagic fever virus, which causes massive hemorrhaging and has about 90% lethality. Weaponizing viruses is difficult and technically an impressive feat. Ironically, the USSR had been a major backer of the program to eliminate smallpox in the wild.
Missiles with bioagent warheads were tested, and there were field tests using aircraft to disperse harmless bacteria over civilian populations, as well as dispersal tests of harmless bacteria in the Moscow Metro.
Not all the releases were so harmless. In November 1979, a magazine published by Soviet emigres in West Germany printed an article based on reports by Soviet emigres of a mass outbreak of anthrax in April 1979 in the city of Sverdlosk that killed at least a hundred people. The articles suggested the outbreak was due to a containment failure at a bioweapons research facility outside the city, operating in clear violation of the USSR’s commitment to the BTWC.
In 1980, the Soviets admitted that there had been an outbreak of anthrax as reported, but stated that it was due to tainted meat. This was plausible, since anthrax was in fact a problem in parts of the Soviet Union. However, in 1993, after the fall of the USSR, the Russians admitted that the outbreak was in fact due to an accident at the major bioweapons facility in Sverdlosk. Somebody had removed a clogged filter from an air-purification system, and other workers reactivated the system without noticing that the filter had been removed. The cover-up effort had involved destruction of evidence and records, and even the arrest and conviction of a few black-market meat dealers for selling tainted meat.
The party boss in Sverdlosk, the volatile Boris Yeltsin, had stormed over to the biowarfare complex and demanded admission, but was refused. He was ordered to go along with the cover-up. The cover-up was so thorough that a group of American medical researchers who came to the USSR in the late 1980s left with the impression that the anthrax outbreak had in fact been a natural occurrence.
By that time, the Americans were very suspicious that the USSR was massively violating the BTWC, and the Soviets were spending a large amount of money and effort to conceal the truth from snoops from the West. The 1989 defection of Vladimir Pasechnik, a senior Biopreparat official, did much to confirm Western suspicions, which were solidly validated later when Alibek came to the US.
After Yeltsin became the first Russian president after the fall of the USSR, he ordered the complete destruction of all remaining bioweapons, and shutdown of bioweapon research and manufacturing facilities. In 1992, Russia signed an agreement with the US and Britain to obtain cooperation in converting or dismantling the offensive bioweapons apparatus.
Yeltsin offered to allow open inspection of Biopreparat facilities, but a separate set of biowarfare facilities, run directly by the Ministry of Defense (MOD) ostensibly for developing vaccines and other countermeasures, remained off limits. Much to everyone’s surprise, in June 1994 Russian officials offered to allow free inspections of these facilities as well, but due to various squabblings and difficulties the West didn’t take them up on the offer, and it was withdrawn a few months later. Suspicions remain that the Russians are up to no good.
The Soviets also tinkered with biotoxins for clandestine actions, using them in a number of occasions against defectors living in the West. The most significant of these incidents was the murder of a Bulgarian dissident living in London named Georgi Markov. On 7 September 1978, Markov was on the streets of London when he felt a sudden slight sting and turned around to see a man fumbling with an umbrella. Markov mentioned the incident to his wife.
He then fell increasingly ill over the next few days, and finally died. Examination of his body uncovered a tiny pellet, the size of a pinhead and with four holes in it. The pellet had most likely contained a poison, but there wasn’t enough trace of it to determine what kind of poison.
Another Bulgarian exile named Vladimir Kostov who live in Paris read about Markov’s death in the newpapers, and reported that about ten days before reading about the incident, somebody had stuck him in the back with something sharp, and he’d been ill for days. French doctors gave him a very thorough examination and found another pellet like that recovered from Markov. They forwarded the pellet to Scotland Yard, and British forensic pathologists found that the pellet contained traces of a poison named “ricin”.
Ricin is derived from the castor oil plant and is highly lethal. Markov’s murderer was never caught, but the killer was believed to have been an agent of the Bulgarian secret police. A Soviet emigre was also murdered with a ricin pellet in the US in 1980, apparently by KGB agents.
As with the CIA experiments, such “cloak and dagger” activities were a sideline relative to the development of bioweapons of mass destruction by the USSR and its allies.
Lingering bioweapon production in Russia is a plausible threat, but the development of bioweapons in states such as Iran, Libya, and North Korea presents a more immediate worry. Rumors of bioweapons development in these countries was given substance by the discoveries of UN officials of the “United Nations Special Commission on Iraq (UNSCOM)”, responsible for disarming Iraq after that country’s 1991 defeat in the Gulf War. UNSCOM inspectors discovered an Iraqi bioweapons development and production effort of surprising scale.
For four years after the end of the war, the Iraqis denied that they had developed and manufactured bioweapons. UNSCOM was skeptical, to put it mildly. The Iraqis had purchased a spray dryer, useful for drying out bacteria so it could be stored, and four filling machines that could be used to pack biological agents into shells, bombs, and warheads. These items had other uses, but the Iraqis never gave any convincing explanation of what they were purchased to do.
Even more ominously, the Iraqis had purchased some 39 tonnes of biological growth medium, in containers ranging in size from 25 to 100 kilograms, when it normally is shipped in 1-kilogram packages. There was no conceivable reason for ordering biological growth medium in such quantities or in such large containers except for very-large-scale cultivation of microbial agents. UNSCOM found 22 tonnes of the medium in storage, but the rest remains unaccounted for.
UNSCOM pressed the Iraqis for answers. In July 1995, Iraq admitted they had a biowarfare program, and provided what they called a “full, final, and complete” disclosure. UNSCOM found plenty of holes in the story, however, and a month later Hussein Kamel Hassan, who had been in charge of military production and was Saddam Hussein’s son-in-law, defected to Jordan. Tipped off, UNSCOM found a huge stash of documents in a shed on a “chicken farm” under his control that provided a detailed description of the Iraqi biowarfare program. Hussein Kamel Hassan would return to Iraq some time later in an unbelievable lapse of judgement and die in a gun battle.
The Iraqis then declared the previous “full, final, and complete” disclosure to be “incomplete and invalid” and released a new one. It revealed that the Iraqis had begun the program in 1985, obtained their first pathogens in 1986, and by the eve of the Gulf War had extensive stockpiles of bioweapons. The Iraqis admitted to working on a wide range of pathogens and biotoxins: Anthrax, of course. Iraqi documents show they produced 8,500 liters of anthrax and loaded 6,500 liters of it into weapons. Botulinism toxin. The Iraqis said they produced 19,000 liters and put 10,000 of it into weapons.
“Aflatoxin”: This is another toxin related to food poisoning, and is produced by fungal contamination of peanuts and other crops. The Iraqis produced 2,200 liters of aflatoxin and put 1,580 of that into weapons. Aflatoxin is an odd candidate as a bioweapon, since its major effect is to cause liver cancer in its victims a decade or so after exposure.
Other bioweapon investigations that never reached the production stage included the gas gangrene bacteria; wheat rust; ricin; “haemorrhagic conjunctivitis” virus, which causes pain and temporary blindness; “rotavirus”, which cause severe diarrhoea; and “camel pox” virus, an odd choice even by the sometimes puzzling standards of bioweapons, since even in the Middle East the camel is no longer of major strategic importance. The bioweapons were not used in the Gulf War, as the Iraqi army did not have the proper supplies of vaccines needed to protect their own troops, and were not fired in Scud missiles at Israel and other remote targets because of the likelihood of massive retaliation.
UNSCOM was forced to leave the country in 1998, and the Iraqis are almost certainly working on bioweapons as they please, restrained only by the constraints on their resources from the UN trade embargo. The evidence obtained by UNSCOM in Iraq only hints at what other bioweapons efforts may be taking place in other countries.
With the widespread introduction of “genetic modification” technologies, even relatively poor countries can develop bioweapons undreamed of by Shirou Ishii and his contemporaries. For example, influenza might be genetically modified with Marburg or Ebola components to produce a “doomsday bioweapon” of unprecedented lethality and contagiousness. Such a bioweapon would be too dangerous and indiscriminate to be actually used in combat as such, but it would be useful as a form of blackmail.
Chemical & Biological Warfare In The 21st Century
The zigzag evolution of chemical and biological weapons in the 20th century give causes for both optimism and pessimism in the course it will take in the 21st. This chapter outlines the current state of affairs and future prospects.
CHEMICAL & BIOLOGICAL TERRORISM
The idea that terrorists could build and use chemical and biological weapons was a possibility for decades, but few took the notion seriously until 1995, when it became headline news. On 20 March 1995, containers of a liquefied form of Sarin were placed on five different subway cars on three different lines in the Tokyo subway system and opened by members of a Japanese religious sect named the “Aum Shinrikyo (Supreme Truth)”. Twelve people were killed and 5,000 required medical attention.
The Aum Shinrikyo sect preached a doctrine that combined elements of Hinduism and Buddhism with apocalyptic prophecies. As the group had been implicated in sarin production before, Japanese authorities quickly arrested its leader, Shoko Asahara, born as Chizuo Matsumoto. Asahara confessed to the subway attack and other terrorist acts. Forty other Aum Shinrikyo members were arrested. The group was linked to a nerve-gas attack on a residential neighborhood in Matsumoto, Japan, the year before. Other acts of terror using chemical weapons, including the release of phosgene at a train station in Yokohama, remained unresolved.
Investigators found that the Aum Shinrikyo had also attempted to develop bioweapons. Sect members had traveled to Africa in 1992 to obtain samples of the virulent Ebola virus, but returned to Japan empty-handed. It is believed that the group did perform work on anthrax and botulism toxin.
The Tokyo subway attack was an alert to authorities around the world, and particularly in the United States. The Aum Shinrikyo sect had planned to carry out other attacks in New York and Washington DC.
In fact, the Aum Shinrikyo’s attack wasn’t the first time extremists had developed or used CB agents in the US. In 1984, in the US state of Oregon, followers of the guru Bhagwan Shree Rajneesh responded to a confrontation with a neighboring town by spreading salmonella bacteria over salad bars and coffee creamers in ten restaurants, as well as supermarket produce. Over 750 people were affected. Investigators took a year to link the outbreak to the sect.
Anti-government and fascist extremists in the United States have been arrested for possession of biotoxins such as ricin, as well as for working on poison gases and toxins. In 1995, Disneyland received a videotape showing two hands mixing chemicals, along with a note threatening the theme park. No suspect was ever arrested.
That same year, a one-time white supremacist named Larry Wayne Harris was convicted of wire fraud when he obtained under false pretenses three vials of the plague bacterium Yersinia pestis, which causes bubonic plague. He received probation, though he told reporters he had managed to culture anthrax, and said that bioweapons might be a proper response to Federal attacks on anti-government groups: “How many cities are you willing to lose before you back off?”
Following the Tokyo attacks and presented with evidence of home-grown interest in CB weapons, US law enforcement agencies became increasingly worried about a CB attack on a US population center by foreign or home-grown extremists.
Even the idea that individuals were trying to synthesize CB agents in their garages or basements was enough to cause alarm. The history of the development and manufacture of CB agents is littered with reports of accidents, some of them disastrous. The likelihood of an accident in a basement laboratory would clearly be high, and anyone who would take such a risk is unlikely to be particularly cautious or prudent.
Organizing an effective response to the threat proved difficult, with different Federal agencies sometimes working at cross purposes. There were serious concerns that America was simply unprepared for a major CB attack. In June 2000, Denver, Colorado, conducted a exercise in which the city was under a simulated attack with plague pathogens. City officials were unable to contain the following “epidemic”, and the exercise resulted in an estimated 3,700 “cases” and 950 “deaths”.
This exercise was thinking small compared to what a real attack might look like. In 1970, the World Health Organization that a light aircraft dispersing 50 kilograms (110 pounds) of anthrax spores over a city of five million people would infect 250,000 people and kill 100,000 of them. It is hard to think of any hospital in the US that could deal with even a thousand anthrax casualties, and most would be overwhelmed by a hundred.
Advocates pressed for greater coordination between Federal agencies involved in dealing with terrorist attacks, as well as improved technology to detect CB agents, and funding to medical facilities to give them the means to deal with bioweapon attacks. However, the issue remained on the sidelines until the late summer of 2001.
On 11 September 2001, the issue of a major terrorist attack on a US population center abruptly ceased to be theoretical. Radical Islamic terrorists of the “Al-Qaeda” group hijacked four airliners on domestic US flights. They took over the controls of the airliners, flying two of them into the World Trade Center skyscraper towers in New York City and one into the Pentagon. The fourth crashed in the Pennsylvania countryside, apparently after a scuffle between the terrorists and the passengers. The Trade Center towers were leveled and a wing of the Pentagon badly damaged. Total casualties from the operation were about 3,000 people.
The attack did not involve CB agents, but in early October 2001, while the dust was still settling from the 11 September attacks, a terrorist mailed letters containing anthrax spores to US government and commercial media offices in New York, Washington DC, and Florida. 11 people became ill and five died.
The text in the letters was filled with the rhetoric of Islamic extremism, but the attacks showed a clear right-wing bias, targeting Democratic politicians such as Tom Daschle and liberal news media offices. Genetic analysis of the anthrax showed it to be a derivative of a strain used in US bioagent labs, strongly implying a home-grown source. Rumors persisted that the FBI had identified a suspect, a disgruntled ex-employee of one of the labs, but the agency denied that they had any clear idea of who might have mailed the anthrax letters.
The anthrax attacks were clearly the work of an isolated individual and not part of a well-planned terrorist campaign, but the 11 September attacks gave them very great visibility and a strong awareness that things could have been much worse. Intelligence obtained from the US military intervention in Afghanistan revealed, to no great surprise, that the Al-Qaida group was seeking to develop chemical and biological agents, and they had already demonstrated that they had the will to use them without restraint. Investigators unraveling the trail of the Al-Qaeda terrorists who participated in the 11 September attacks found they had also investigated obtaining use of a crop spraying aircraft, clearly to disperse CB agents over a population center.
In any case, protecting American cities against terrorist attack went to a front burner issue, with the Bush Administration establishing a high-level “Office of Homeland Defense” to coordinate anti-terrorist activities. The complexity of the homeland defense issue has meant that results have been slow to emerge from the effort, but major funding is being funneled to the effort, and the will to acquire effective defenses seems apparent.
CB WEAPONS AND ARMS LIMITATION
The issue of terrorist attacks using CB weapons is linked to the issue of states attempting to develop stockpiles of such weapons. Developing really effective CB weapons is beyond the means of most terrorist organizations, but they could acquire such weapons from nations sympathetic to their causes. This reality raises the importance of arms control efforts to restrict the spread of “weapons of mass destruction (WMD)”.
Arms-control efforts seek to limit the spread of WMDs by controlling the sale of critical technologies, and obtaining intelligence on sites that may be used to develop them. The greatest efforts have been made in attempting to limit the spread of nuclear weapons, and such efforts have proven successful to a degree.
Limiting the development of chemical weapons is more difficult, since it is harder to detect their production. The “Chemical Weapons Convention (CWC)” came into effect in 1997 and, on paper, is extremely strict. The Geneva Protocol of 1925 had long established an international ban on the use of chemical weapons, though as previous chapters show it has often been violated. The CWC took the Geneva Protocol one step further, banning the manufacture and storage of chemical weapons as well.
The CWC also places restrictions on trade in certain chemicals, and allows intrusive inspections on short notice, implemented by workers of the “Organization for the Prohibition of Chemical Weapons (OPCW)”. Although the Nuclear Non-Proliferation Treaty allows a small handful of countries to possess nuclear weapons, the CWC is even-handed: the same rules apply to everyone.
The CWC has had some significant successes. As of 1998, 168 countries had signed up and 110 had ratified the agreement. India and South Korea joined and admitted to having chemical-weapons stockpiles, which now must be destroyed under OPCW supervision. France and China claim to now have destroyed their chemical weapons, and are waiting for verification by OPCW inspectors. As mentioned in chapter 2, America and Russia, with the world’s biggest chemical weapons stockpiles, are committed to destroying them all.
OPCW inspectors have conducted hundreds of inspections, though critics wonder if the inspectors are not simply reviewing lies fed to them by member nations. While the convention does provide the right to snap inspections, so far none have been performed, partly due to the slow speed at which the bureaucracies of member nations have moved towards declarations of compliance.
The snap inspections make many member nations uneasy. Members of the US Senate have opposed snap inspections, but the lack of such a provision would greatly weaken the CWC. The states of the Middle East are noticeably absent from the list of signatories. Among them, only Israel and Jordan have signed up, but neither has ratified the treaty.
Biological weapons are a nastier problem. Biological weapons have been against international law since the Geneva Protocol in 1925. The fundamental treaty for the control of biological weapons is the 1972 BTWC, which bans development, manufacture, and use of biowarfare agents.
However, the BTWC is weak, as it lacks much in the way of enforcement measures, and as the Soviet bioweapons program demonstrated, it has been widely violated in practice. There has been a push towards adding such measures, in the form of “challenge” inspections of suspect sites where an inspection team can arrive without prior notice at any time, with no right of refusal.
The European Union and some other states strongly favor such a strengthened treaty, and pressed for it at the fifth Five Year Review Conference of the BTWC in 2001. The Clinton Administration was also enthusiastic for a strong BTWC, but the Bush Administration distanced the US from discussions of the new enforcement protocols, on the basis that the enforcement provisions would be ineffective at restraining bioweapons development, but would be an open door to theft of industrial secrets or intrusions into US defense labs, even those with no connection to biological research of any sort.
Whether the indifference of the US to the BTWC will destroy the treaty completely or lead to a stronger treaty remains to be seen. The Bush Administration insists that they are earnest in maintaining a constructive dialogue on the subject, and in fact took a very soft stance in their resistance to the BTWC. US representatives did not denounce the protocols, but they did remain silent during the discussions.
However, the US received very bad international press over the matter, all the more so because the Bush Administration seemed to be establishing a pattern of disengagement from international agreements. The fact that the BTWC had been so provably and massively violated as to undermine its credibility was not emphasized in the news reports.
In addition to outright violations, there are subtler pressures that undermine the BTWC. The United States is currently engaged in a long and troublesome war against drugs, and the US Congress has passed a bill that includes funding for research into bioagents to attack drug plants like coca, opium poppy, and marijuana.
Interestingly, the BTWC is ambiguous on the legality of such agents. If they were not used in a war, and were used with the consent of the country in which the bioagents were dispersed, that would be perfectly legal under the BTWC. However, as with the use of “nonlethal” chemical agents in Vietnam, critics are quick to point out that a limited use of bioagents could set a dangerous precedent for the future.
Another problem is that the BTWC does not address the issue of the experimental distribution of pathogens. The Iraqis and other countries suspected of making bioweapons obtained their pathogens from Western germ banks, under the pretext of using them for the development of vaccines. This has led to an effort to tighten controls on the distribution of such pathogens, although at the moment there is nothing much in place.
While CB warfare is publicly regarded as an extraordinary evil, arguing that it is more vicious to kill someone with gas or pathogens than with bullets or cluster bombs is unconvincing. Nonetheless, there are persuasive arguments for CB control.
One argument against chemical weapons is that they are inferior to conventional steel and explosives. Any reasonably trained and equipped military force can endure a gas attack with few casualties, though chemical defensive measures are a great nuisance, particularly for an army on the move. Furthermore, gas weapons tend to require more care in handling than other weapons, and in the confusion of battle gas can backfire against an attacker due to changes in wind direction and other confounding events.
The difficulty and danger of storing, handling, and using chemical agents makes them troublesome even as a weapon of terror, as the failure of the Aum Shinrikyo subway attack demonstrated. Traditional explosive bombs are much more convenient and remain very effective weapons for terrorists.
The most significant drawback of chemical weapons is environmental. Their manufacture tends to be a nasty process, and once produced and stockpiled, they require substantial security and maintenance that is hard to assure over a period of decades. Disposal of decrepit chemical weapons is a dangerous and extremely expensive task.
The arguments against biological warfare are even stronger. Biowarfare agents are at least, or even more, hazardous to develop, manufacture, store, and transport than chemical agents. If actually used, they could lead to a pandemic that afflicts all sides equally.
Even if “nonlethal” bioagents are used, there is no saying that their widespread production and dispersion might lead to a new strain that is much more virulent, and for which no defenses are available. Genetic modification to design highly specific bioagents could have unpredictable and extremely dangerous consequences.
Poor countries often look to bioweapons as a cheap equivalent to the atomic bomb, which is beyond their means. On the other hand, poor countries do not have the same level of public health resources available to meet attacks by CB weapons, making them even more vulnerable to attacks by bioweapons.
Given CB weapons control treaties with tough provisions to reveal cheating, countries do have strong incentives to renounce the development, manufacture, stockpiling, and use of CB weapons. Whether such incentives will balance the pressure to acquire CB weapons remains to be seen.
A HIGHER FORM OF KILLING by Robert Harris and Jeremy Paxman, Hill & Wang, 1982. This is one of the best-known books on bio-chemical warfare, and this document owes a great deal to it. It is a detailed and thorough book, though the authors do not have deep technical backgrounds and seem to tend towards overstatement.
BIOHAZARD by Ken Alibek with Stephen Handelman, Random House, 1999. This is a largely biographical book that has some interesting bits of information. For example, Alibek says that the extensive immunizations and repeated decontaminations he endured while working for Biopreparat gave him the widest range of allergies of anyone he’d ever met, and destroyed his sense of smell and the ability to produce skin oils. He lives on a troublesome regimen of medications and skin lotions.
“The Whore Of Babylon And The Horseman Of Plague”, THE ECONOMIST, 12 April 1995.
“Terrorism’s Next Wave” by David E. Kaplan, US NEWS & WORLD REPORT, 17 November 1997.
“Bombs, Gas, And Microbes: The Desperate Efforts To Block The Road To Doomsday”, THE ECONOMIST, 6 June 1998.
“Biological Warfare Against Crops” by Paul Rogers, Simon Whitby, and Malcolm Dando, SCIENTIFIC AMERICAN, June 1999, 70:75.
“Germ Warfare Takes On Strategic Dimensions” by Paul Mann, AVIATION WEEK, 4 September 2000.
Common Misconceptions about Biological Weapons
5th century B.C. Greco-Romans contaminated water sources with animal carcasses
Biological Weapon use during the 20th century
WW I Germany used Bacillus anthracis (anthrax) and B. mallei (glanders) to infect livestock and animal feed exported to Allies
US Biological Weapons Program
1942 approximately 5000 bombs filled with B. anthracis produced
Characteristics of Biological Weapons that make them Attractive to Countries and Terrorists
Nuclear Weapons = $800/sq. km
Chemical Weapons = $600/sq. km
Biological Weapons = $1/sq. km
DOES OUR GOVERNMENT RESPECT HUMAN LIFE?
PUBLIC LAW 95-79 [P.L. 95-79]
“The use of human subjects will be allowed for the testing of chemical and biological agents by the U.S. Department of Defense, accounting to Congressional committees with respect to the experiments and studies.”
“The Secretary of Defense [may] conduct tests and experiments involving the use of chemical and biological [warfare] agents on civilian populations [within the United States].”
A SHORT HISTORY OF THE U.S. GOVERNMENT RESPECT FOR HUMAN LIFE
The following list comes from declassified documents, news reports, videos, the National Archives, and from the final report of the Advisory Committee on Human Radiation Experiments
A doctor doing research in the Philippines infects a number of prisoners with the Plague. He continues his research by inducing Beriberi in another 29 prisoners. The experiments result in two known fatalities.
Indiana passes the world’s first law authorizing the state to force the sterilization of those it deems unfit to reproduce. In Germany Adolf Hitler is only 18 years old.
A doctor in Mississippi produces Pellagra in twelve Mississippi inmates in an attempt to discover a cure for the disease.
Margaret Mead publishes “Coming of Age in Samoa, an account of adolescent life in Samoa: Tahoma apparently devoid of the angst and stress of adolescence in more modern cultures. Liberals seize on this work as proof that by re-engineering the society, man himself can be re-engineered for the better; that environment only is what determines behavior. Being the provenance and justification of the liberal philosophy, Mead is elevated to a cultural heroine.
However, as Freemen pointed out in his critical analysis, Mead erred in using only two young women as her source of information. Samoans love a good joke, they love to “talk story” and during a later investigation by the government in Samoa, the women that Mead had talked to were not shy about admitting they had simply told Mead what Mead clearly wanted to hear, unaware of what Mead would do with the information, and Mead, dearly wishing to hear what she heard, never bothered to speak with any other Samoans. Had she done so, she would have found that Samoan children go through the same growing pains as children everywhere. The most obvious evidence that Mead was wrong was her assumption that Samoans were sexually promiscuous because the Hawaiians of the time were. In fact, the Samoan culture has never been a sexually promiscuous one.
Virtually the entire justification for government intrusion into private lives derived from Mead’s work, and it should hardly come as a surprise that both the liberal and anthropological establishment have reacted to this controversy much as the Catholic Church reacted to Galileo, and even though Mead’s basic conclusion of environment over heredity has been called into question, public policy continues to be shaped by it’s assumption.
Carrie Buck of Charlottesville is legally sterilized against her will at the Virginia Colony Home for the Mentally Infirm. Carrie Buck was the mentally normal daughter of a mentally retarded mother, but under the law, she was declared potentially capable of having a “less than normal child” after having one normal child (by rape) and was forcibly sterilized.
The settlement of Poe v. Lynchburg Training School and Hospital (same institution, different name) in 1981 brought to an end the Virginia law. It is estimated that as many as 10,000 perfectly normal women were forcibly sterilized for “legal” reasons including alcoholism, prostitution, and criminal behavior in general.
Seventeen U.S states have laws permitting forced sterilization. German officials cite those laws as precedent for the forced sterilization of Jews under Nazi rule.
The Puerto Rican Cancer Experiment is undertaken by Dr. Cornelius Rhoads. Under the auspices of the Rockefeller Institute for Medical Investigations, Rhoads purposely infected his subjects with cancer cells. Thirteen of the subjects died. When the experiment was uncovered, and in spite of Rhoads’ written opinions that the Puerto Rican population should be eradicated, Rhoads went on to establish U.S. Army Biological Warfare facilities in Maryland, Utah, and Panama. He later was named to the U.S. Atomic Energy Commission and was at the heart of the recently revealed radiation experiments on prisoners, hospital patients, and soldiers.
The Tuskegee Syphilis Study began. Two hundred poor black men with syphilis began a long term experiment in which those men were to be studied. They were never told of their illness, and treatment was denied them. As many as 100 of the original 200 died as a direct or indirect result of the illness. The wives and children of the subjects also suffered as a result of the disease. (The government office supervising the study was the predecessor to today’s Centers for Disease Control (CDC)).
Margaret Sanger. the founder of Planned Parenthood, wrote in “A Plan For Peace” that her aims were, “To give certain dysgenic groups in our population their choice of segregation [concentration camps] or sterilization”. Between 2000-4000 forced sterilizations per year were taking place in the United States. The following year, when Ernst Rudin established the Nazi system for forced sterilization of those it deemed unfit to reproduce, Rassenhygiene (Race hygiene), he chose as his inspiration and model the writings of William H. Tucker, associate professor of psychology at Rutgers University, Camden, New Jersey, USA. When Rudin’s forced sterilization of Jews by irradiation with X-rays was revealed, Margaret Sanger refused to denounce him.
Veterans from WW1, made homeless by the stock market crash of 1929, build a tent city near Washington D.C. while they try to collect on a promised combat bonus which the government has failed to pay (a situation the troops in Bosnia can identify with). Rather than pay the money, the government orders US Cavalry to destroy the tent city. The troops attack the camp on horseback with drawn sabers, against unarmed men, woman, and children.
If anyone doubts that our government would use its own weapons against its own troops, gaze upon this atrocity. These were not deserters. They were honorable soldiers, who had won the World War, been refused their promised pay, made homeless by the government’s economic policies, and then cut down.
Leon Whitley, of the American Eugenics Society, receives a letter requesting a copy of his recent book, “The Case for Sterilization”. He mails it off, and soon receives a personal letter of thanks…from Adolf Hitler. In his letter of thanks for American writer Madison Grant, Hitler declares Grant’s book, “The Great Race” to be his “bible”.
The Pellagra Incident. After millions of individuals die from Pellagra over a span of two decades, the U.S. Public Health Service finally acts to stem the disease. The director of the agency admits it had known for at least 20 years that Pellagra is caused by a niacin deficiency but failed to act since most of the deaths occurred within poverty-stricken black populations.
In a crash program to develop new drugs to fight Malaria during World War II, doctors in the Chicago area infect nearly 400 prisoners with the disease. Although the inmates were given general information that they were helping with the war effort, they were not provided adequate information in accordance with the later standards set by the Nuremberg War Crimes Tribunal. Nazi doctors on trial at Nuremberg cited the Chicago studies as precedents to defend their own behavior in aiding the German war effort.
Chemical Warfare Services begins mustard gas experiments on approximately 4,000 servicemen. The experiments continue until 1945 and made use of Seventh Day Adventists who chose to become human guinea pigs rather than serve on active duty.
In response to Japan’s full-scale germ warfare program, the U.S begins research on biological weapons at Fort Detrick MD. The U.S Navy uses human subjects to test gas masks and clothing. Individuals were locked in a gas chamber and exposed to mustard gas and lewisite.
Project Paperclip is initiated. The U.S. State Department, Army intelligence, and the CIA recruit Nazi scientists and offers them immunity and secret identities in exchange for work on top secret government projects in the United States.
“Program F” is implemented by the U.S. Atomic Energy Commission (AEC). This is the most extensive study of the health effects of fluoride, which was the key chemical component in atomic bomb production. One of the most toxic chemicals known to man, fluoride, it is found, causes marked adverse effects to the central nervous system but much of the information is squelched in the name of national security because of fear that lawsuits would undermine full-scale production of atomic bombs.
Patients in VA hospitals are used as guinea pigs for medical experiments. In order to allay suspicions, the order is given to change the word “experiments” to “investigations” or “observations” whenever reporting a medical study performed in one of the nation’s veteran’s hospitals.
The Atomic Energy Commission authorizes a series of experiments in which radioactive materials are given to individuals in many cases without being informed they were the subject of an experiment, and in some cases without any expectation of a positive benefit to the subjects, who were selected from vulnerable populations such as the poor, elderly, and mentally retarded children (who were fed radioactive oatmeal without the consent of their parents).
Colonel E.E. Kirkpatrick of the U.S. Atomic Energy Commission issues a secret document (Document 07075001, January 8, 1947) stating that the agency will begin administering intravenous doses of radioactive substances to human subjects.
The CIA begins its study of LSD as a potential weapon for use by American intelligence. Human subjects (both civilian and military) are used with and without their knowledge.
Department of Defense begins plans to detonate nuclear weapons in desert areas and monitor downwind residents for medical problems and mortality rates.
In an experiment to determine how susceptible an American city would be to biological attack, the U.S. Navy sprays a cloud of bacteria from ships over San Francisco. Monitoring devices are situated throughout the city in order to test the extent of infection The Navy claims that the bacteria are harmless, and used only to track a simulated attack, but many residents became ill with pneumonia-like symptoms, and one is known to have died.
1950 – 1953:
An array of germ warfare weapons is allegedly used against North Korea. Accounts claim that there were releases of feathers infected with anthrax, fleas and mosquitoes dosed with Plague and Yellow Fever, and rodents infected with a variety of diseases. The Eisenhower administration later pressed Sedition Charges against three Americans who published charges of these activities. However, none of those charged were convicted.
The Department of Defense begins open air tests using disease-producing bacteria and viruses. Tests last through 1969 and there is concern that people in the surrounding areas have been exposed.
1952 – 1953:
In another series of experiments, the U.S. military released clouds of “harmless” gases [zinc cadmium sulfide] over six U.S and Canadian cities [Winnipeg, St. Louis, Minneapolis, Fort Wayne, the Monocacy Valley in Maryland, and Leesburg, Virginia]. Their intent is to determine how efficiently they could disperse chemical agents to observe the potential for similar releases under chemical and germ warfare scenarios. A follow-up report by the military noted the occurrence of respiratory problems in the unwitting civilian populations.
Joint Army-Navy-CIA experiments are conducted in which tens of thousands of people in New York and San Francisco are exposed to the airborne germs Serratia Marcescens and Bacillus Glogigii.
The CIA initiates Project MKULTRA. This is an eleven year research program designed to produce and test drugs and biological agents that would be used for mind control and behavior modification. Six of the subprojects involved testing the agents on unwitting human beings.
The Tampa Bay area of Florida experienced a sharp rise in Whooping Cough cases, including 12 deaths, after a CIA test where a bacteria withdrawn from the Army’s Chemical and Biological Warfare arsenal was released into the environment. Details of the test are still classified.
The Army Chemical Corps continues LSD research, studying its potential use as a chemical incapacitating agent. More than 1,000 Americans participate in the tests, which continue until 1958.
1956 – 1958:
In Savannah Georgia and Avon Park Florida, the Army carried out field tests in which mosquitoes were released into residential neighborhoods from both ground level and from aircraft. Many people were swarmed by Mosquitoes, and fell ill, some even died. After each test, U.S. Army personnel posing as public health officials photographed and tested the victims. It is theorized that the mosquitoes were infected with a strain of Yellow Fever. However, details of the testing remain classified.
LSD is tested on 95 volunteers at the Army’s Chemical Warfare Laboratories for its effect on intelligence.
The Army Assistant Chief-of-Staff for Intelligence (ACSI) authorizes field testing of LSD in Europe and the Far East. Testing of the European population is code named Project THIRD CHANCE; testing of the Asian population is code named Project DERBY HAT.
The CIA and Department of Defense begin Project MKSEARCH, a program to develop a capability to manipulate human behavior through the use of mind-altering drugs.
In a three year study, 70 volunteer prisoners at the Holmesburg State Prison in Philadelphia were subjected to tests of dioxin, the highly toxic chemical contaminant in Agent Orange. Lesions which the men developed were not treated and remained for up to seven months. None of the subjects was informed that they would later be studied for the development of cancer. This was the second such experiment which Dow Chemical undertook on “volunteers” who did not receive the information which the world proclaimed was necessary for “informed consent” at Nuremberg. [Note: Dow/Corning manufactured and sold artificial breast implants even after the health risks of the implants became known. [The massive class action lawsuit was only recently settled].
The CIA initiates Project MKOFTEN, a program to test the toxicological effects of certain drugs on humans and animals.
The U.S. Army dispensed a bacillus throughout the New York City subway system. Materials available on the incident noted the Army’s justification for the experiment was the fact that there are many subways in the (former) Soviet Union, Europe, and South America. Although there are no harmful effects known for this release, details of the experiment are still classified.
The CIA and Department of Defense implement Project MKNAOMI, successor to MKULTRA and designed to maintain, stockpile and test biological and chemical weapons.
1968 – 1969:
The CIA experimented with the possibility of poisoning drinking water by injecting a chemical substance into the water supply of the Food And Drug Administration in Washington, DC. There were no harmful effects noted from this experiment. However, none of the human subjects in the building were ever asked for their permission, nor was anyone provided with information on the nature or effects of the chemical used.
On June 9m 1969, Dr. D.M. McArtor, then Deputy Director of Research and Technology for the Department of Defense, appeared before the House Subcommittee on Appropriations to request funding for a project to produce a synthetic biological agent for which humans have not yet acquired a natural immunity. Dr. McArtor asked for $10 million dollars to produce this agent over the next 5-10 years. The Congressional Record reveals that according to the plan for the development of this germ agent, the most important characteristic of the new disease would be “that it might be refractory [resistant] to the immunological and therapeutic processes upon which we depend to maintain our relative freedom from infectious disease”. AIDS first appeared as a public health risk ten years later, appearing first in a population of gay men who had been subjects in a test of a new Hepatitis vaccine. In 1989, work by Alan Cantwell Jr., M.D. linking AIDS to the hepatitis B viral vaccine experiments was suppressed at the 1989 AIDS International Conference by officials of the World Health Organization.
Funding for the synthetic biological agent is obtained under H.R. 15090. The project, under the supervision of the CIA, is carried out by the Special Operations Division at Fort Detrick, the army’s top secret biological weapons facility. Speculation is raised that molecular biology techniques are used to produce AIDS-like retroviruses.
The United States intensifies its development of “ethnic weapons” (Military Review, Nov., 1970), designed to selectively target and eliminate specific ethnic groups who are susceptible due to genetic differences and variations in DNA.
President Nixon announced a ban on the production and use of biological (but not chemical) warfare agents. However, as the Army’s own experts reveal, this ban is meaningless because the studies required to protect against biological warfare weapons are generally indistinguishable from those to develop the actual chemical weapons. Research on offensive bio-war continued under the justification that such research was a necessary pre-cursor to defensive bio-war.
Less publicized was National Security Study Memorandum 200. This document declared that overpopulation of the world posed a grave threat to the nation and urged the imposition of population control measures wherever possible. While the media have reported the forced sterilizations in China, Canada, and Sweden, the abuses of the sterilization programs here in the United States remain concealed from public view. A class action suit in Los Angeles revealed that Chicano women were being sterilized immediately after giving birth. The non-English speaking women had been given sterilization consent forms in English and were told the operation was to deal with the after-affects of the pregnancy. Similar abuses were reported on reservations, with estimates of coerced or covert sterilization running as high as one woman out of every four. Yet another lawsuit in New York and a scandal in Puerto Rico led to the passage of laws requiring a standardized consent form printed in multiple languages in 1979. More can be found in… Michael Parenti’s book “Democracy for the Few” (St. Martin’s Press 1995)
Since 1979, population control in accordance with NSS 200 has become more covert. An organization in Belgium called the “World Federation of Doctors who value life” claims to have discovered a sterilizing agent in the tetanus vaccines being used in third world nations by the World Health Organization. The claim is supported by the fact that only women were given the multi-injection tetanus shots (normal tetanus shots only require a single injection).
Villagers in India were offered cash payments on the condition that 75 percent of all men in the village submit to vasectomy. In another Indian village, “100 percent of the eligible couples” were reported to have accepted family planning, mostly by means of vasectomy, in exchange for a new village well.
The virus section of Fort Detrick’s Center for Biological Warfare Research is renamed the Fredrick Cancer Research Facilities and placed under the supervision of the National Cancer Institute (NCI). It is here that a special virus cancer program is initiated by the U.S. Navy, purportedly to develop cancer-causing viruses. It is also here that retro virologists isolate a virus to which no immunity exists. It is later named HTLV (Human T-cell Leukemia Virus).
Ray Ravenhott, director of the population program of the U.S. Agency for International Development (AID), publicly announced the agency’s goal to sterilize one quarter of the world’s women. In reports by the St Louis Post-Dispatch, Ravenhott in essence cited the reasoning for this being U.S. corporate interests in avoiding the threat of revolutions which might be spawned by chronic unemployment. Since then, allegations have surfaced that free vaccinations being given by the World Health Organization include a “pregnancy anti-body” which fools a woman’s body into treating a pregnancy as an infection.
Senate hearings on Health and Scientific Research confirm that 239 populated areas had been contaminated with biological agents between 1949 and 1969. Some of the areas included San Francisco, Washington, D.C., Key West, Panama City, Minneapolis, and St. Louis.
Experimental Hepatitis B vaccine trials, conducted by the CDC, begin in New York, Los Angeles and San Francisco. Ads for research subjects specifically ask for promiscuous homosexual men.
Within months of their incarceration in detention centers in Miami and Puerto Rico, many male Haitian refugees developed an unusual condition called “gynecomasia”. This is a condition in which males develop full female breasts. A number of the internees at Ft.Allen in Puerto Rico claimed that they were forced to undergo a series of injections which they believed to be hormones. When “Inside Investigations” showed a prison video of serial killer Richard Speck engaging in drugs and sex, the female breasts were clearly visible on the man.
First cases of AIDS are confirmed in homosexual men in New York, Los Angeles and San Francisco, triggering speculation that AIDS may have been introduced via the Hepatitis B vaccine.
More than 300,000 Cubans were stricken with dengue hemorrhagic fever. An investigation by the magazine ‘Covert Action Information Bulletin’, which tracks the workings of various intelligence agencies around the world, suggested that this outbreak was the result of a release of mosquitoes by Cuban counterrevolutionaries. The magazine tracked the activities of one CIA operative from a facility in Panama to the alleged Cuban connections. During the last 30 years, Cuba has been subjected to an enormous number of outbreaks of human and crop diseases which are difficult to attribute purely natural causes.
El Salvadoran trade unionists claimed that epidemics of many previously unknown diseases had cropped up in areas immediately after directed aerial bombings.
An outbreak of Dengue fever strikes Managua, Nicaragua shortly after an increase of U.S aerial reconnaissance missions. Nearly half of the capital city’s population was stricken with the disease, and several deaths have been attributed to the outbreak. It was the first such epidemic in the country and the outbreak was nearly identical to that which struck Cuba a few years earlier (1981). Dengue fever variations were the focus of much experimentation at the Army’s Biological Warfare test facility at Ft. Detrick, Maryland prior to the ‘ban’ on such research in 1972.
In ruling on a case in which a former U.S. Army sergeant attempted to bring a lawsuit against the Army for using experimental drugs on him, without his knowledge, the U.S. Supreme Court determined that allowing such an action against the military would disrupt the chain of command. Thus, nearly all potential actions against the military for past, or future, misdeeds have been barred as have actions aimed at the release of classified documents on the subject.
In short, no matter what they do to you, nothing will happen to them. Dr. Mengele would have loved it here!
According to the journal Science (227:173-177), HTLV and VISNA, a fatal sheep virus, are very similar, indicating a close taxonomic and evolutionary relationship.
According to the Proceedings of the National Academy of Sciences (83:4007-4011), HIV and VISNA are highly similar and share all structural elements, except for a small segment which is nearly identical to HTLV. This leads to speculation that HTLV and VISNA may have been linked to produce a new retrovirus to which no natural immunity exists.
A report to Congress reveals that the U.S. Government’s current generation of biological agents includes: modified viruses, naturally occurring toxins, and agents that are altered through genetic engineering to change immunological character and prevent treatment by all existing vaccines.
As the result of a lawsuit by a public interest group, the Department of Defense was forced to reveal the fact that it still operated Chemical and Biological Warfare (CBW) research programs at 127 sites around the United States.
More than 1500 six-month old Black and Hispanic babies in Los Angeles are given an “experimental” measles vaccine that had never been licensed for use in the United States. CDC later admits that parents were never informed that the vaccine being injected to their children was experimental.
The Michigan Supreme Court rules that the state court has the right to order sterilizations “for the good of the ward”.
Abuses of American sponsored population control agendas start to surface around the world.
Mr. Leanardo Casco, a member of the Honduran delegation to the 1994 United Nations World Population Conference in Cairo said, “In our hospitals and in our health care system, we have a lot of problems getting basic medicines — things like penicillin and antibiotics. There is a terrible shortage of basic medicines, but you can find the cabinets full of condoms, pills and IUDs.”
Dr. Stephen K. Karanja, an obstetrician/gynecologist from Kenya, writes, “[T]housands of the Kenyan people will die of Malaria whose treatment costs a few cents, in health facilities whose stores are stalked [sic] to the roof with millions of dollars worth of pills, IUDs, Norplant, Depo-Provera, most of which are supplied with American money.”
With a technique called “gene tracking,” Dr. Garth Nicolson at the MD Anderson Cancer Center in Houston, TX discovers that many returning Desert Storm veterans are infected with an altered strain of Mycoplasma incognitus, a microbe commonly used in the production of biological weapons.
Incorporated into its molecular structure is 40 percent of the HIV protein coat, indicating that it had been man-made.
Senator John D. Rockefeller issues a report revealing that for at least 50 years the Department of Defense has used hundreds of thousands of military personnel in human experiments and for intentional exposure to dangerous substances. Materials included mustard and nerve gas, ionizing radiation, psycho chemicals, hallucinogens, and drugs used during the Gulf War.
The U.S. Government admits that it had offered Japanese war criminals and scientists who had performed human medical experiments salaries and immunity from prosecution in exchange for data on biological warfare research.
Dr. Garth Nicolson, uncovers evidence that the biological agents used during the Gulf War had been manufactured in Houston, Tx and Boca Raton, Fl and tested on prisoners in the Texas Department of Corrections.
Under pressure from Congress and the public, after a 60 Minutes segment, the U.S. Department of Defense finally admits that at least 20,000 servicemen “may” have been exposed to chemical weapons during operation ‘Desert Storm’. This exposure is claimed to be the result of the destruction of a Iraqi weapons bunker. Similar illnesses of other troops, who were not in this area, suggest other means of exposure not yet admitted to. Veterans groups have released information that many of the problems may be a result of experimental vaccines and inoculations which were provided troops during the military buildup.
In testimony before the Senate Foreign Relations Committee in June 1996, Christine de Vollmer, president of the Latin America Alliance for the Family, said that Latin America perceives Timothy Wirth, Undersecretary of State and top official in charge of U.S. population control policy, as “a ruthless population controller, unashamed of coercive measures and disrespectful” of the human rights of people, particularly women, in developing countries.
Brazilian senator Rosiska Darcy de Olivera condemned the United States for its population programs, which force Brazilian women to undergo sterilization, saying: “To say that women from the South who have many babies are responsible for the environmental crisis — it’s a scandal.”
Eighty-eight members of Congress sign a letter demanding an investigation into bioweapons use & Gulf War Syndrome.
The city of Minneapolis is sprayed with chemicals used to test germ warfare techniques over a period of several months, in 61 separate operations. It is assumed that the chemicals are harmless, but there is an increase in the rates for respiratory illness in the sprayed areas.
Students and faculty at the Jasper School in Arkansas are struck down by a mysterious malady on Jan 31st that sends many of them to the hospital. Some of the paramedics and emergency workers who arrive at the school later become ill, with the primary symptom being an incapacitating headache, which takes several weeks to subside. Despite constant monitoring of the kids by health workers, no cause is ever announced.
The United States Has A Long History Of Human Medical Experimentation
As early as 1900, an American doctor conducting research in the Philippines was found guilty of infecting prisoners with the Plague and Beriberi.1 Such incidents have outraged and shocked many Americans, but they have continued to occur nevertheless. There have been some interesting developments in human medical experimentation this century, most of them referring to the idea of informed consent, which has its roots in the Nuremberg Code.
In response to the atrocities Nazi doctors and medical scientists had committed on prisoners in concentration camps, a series of international and national statutes were implemented to prevent further inhuman experiments. The most renowned statute created was the Nuremberg Code, established by a three-judge panel of U. S. judges, who tried and convicted the Nazi doctors and scientists who had subjected Jewish prisoners to cruel, inhuman, and nonconsensual experiments. Developed as a legal guideline of what was acceptable in international research standards, the Nuremberg Code sought to govern medical studies performed on human beings by providing ethical regulations for human experimentation based on informed consent.
Despite regulations providing protection for the welfare of human subjects, inhuman atrocities affecting disadvantaged groups persisted in the United States. For example, the U.S. government still managed to conduct studies like the infamous Tuskegee Experiment, subjecting hundreds of lower-class African-American men to syphilis so that researchers could study and chart the natural progression of the disease.
After being the main advocates and initiators of codes to prevent cruel experiments from being performed on human subjects, the government still exposed disadvantaged groups to inhuman research and experiments without getting their informed consent.
After Allied forces defeated the Nazis and other Axis powers, the Charter of the International Military Tribunal was drawn up and Control Council Law No. 10 was established as a uniform legal basis in Germany for the prosecution of war criminals. Control Council Law No. 10 was signed on December 20, 1945 and established the articles for the punishment of persons guilty of war crimes, crimes against peace, and crimes against humanity. Executive Order 9547, signed by President Harry S. Truman, provided for the representation of the United States in preparing and prosecuting charges of atrocities and war crimes against the leaders of the Axis powers and their agents and accessories 2.
Afterwards, the military government in the U.S. zone of Germany began setting out the organization and powers of certain military tribunals. The infamous Nuremberg trial was one such tribunal. It was designated officially as the United States of America v. Karl Brandt and Case No. 1 of Military Tribunal I. Military Tribunal I was constituted on October 25, 1946, and immediately dove into the prosecution of 23 German physicians and scientists associated with the Nazi party who were accused of inflicting a range of vile and lethal procedures on vulnerable populations and inmates of concentration camps between 1933-1945.3 The Medical Case began a few months after 19 of 24 leaders of the Third Reich were found guilty of accusations of war crimes.4 Twelve of the nineteen leaders were sentenced to death, and the others were imprisoned for variable terms.
At first, American military forces occupying Germany had not planned to conduct an inquest on human experimentation, but they changed their minds as information emerged about the medical atrocities committed in concentration camps. Shocked by the information that they received, American forces decided to pursue the matter as a war crime under the Charter of the International Tribunal.5 On December 9, 1946, the twenty-three physicians and scientists were put on trial for participating in Adolf Hitler’s racial cleansing movement.
In his opening statement, the chief prosecutor Telford Taylor claimed that the medical practitioners were on trial for murders, tortures, and other atrocities committed in the name of medical science.6 Many doctors were involved in the Nazis racial hygiene policies, and half of the German doctors were Nazi Party members. Those medical physicians and scientists who were not members of the Nazi Party had to be well connected with the Nazi political hierarchy. Nazis believed that doctors had a special role in improving the German race; after all, the medical and science profession played a key role in developing and testing Nazi racial hygiene theories.
At the end of the 19th century, German Social Darwinists, fearing a general degeneration of the human race, set about to establish a racial hygiene that would combat the disproportionate breeding of inferiors, the celibacy of the upper classes, and the threat posed by feminists to the reproductive performance of the family.7 Anti-Semitism did not play a major role in early racial hygiene theories as it did when the Nazi Party started to rise. The masterminds of the theory, Alfred Plötz and Wilhelm Schallmayer, were more concerned about the indiscriminate use of birth control by “the fit” and the provision of inexpensive medical care to “the unfit”, than the breeding of superior races with inferior races. In fact, Ploetz classified Jews, along with Nordics, as being one of the superior, cultured races of the world.8
But that attitude toward Jews had begun to change toward the 1920s and the rise of Nazism. In 1918, racial hygiene was identified as a political program that stands above all parties by the racial hygienist Herman W. Siemens. Siemens argued that racial hygiene was based on the facts of inheritance and variability. “Inheritance” meant that man owed the essential part of his character, good or bad, physical or spiritual, to his genetic material, and “variability” implied that men differed substantially in their genetic value resulting in men who were genetically classified as fit or unfit.9 He claimed that if men who were fit bred less than those who were inferior, the quality of the race would decline. Siemens argued that the goal of a positive racial hygiene was to ensure that the fit left more offspring than the unfit, and if this failed, Germany would collapse in the face of an Asiatic triumph.10
This philosophy evolved more in the mid-1920s as the Nazi Party came to power and included in its tactics anti- Semitism, especially when the right-wing faction of the racial hygiene movement merged with National Socialism. The conservative, anti-Semitic J.F. Lehmann Verlag took over the publication of the main racial hygiene journal shortly after World War I and set the stage for Nazi ideologues to incorporate eugenic rhetoric into their propaganda.11
Biology played an important role in Nazi ideology. In 1929, a number of physicians joined the National Socialist Physicians League to coordinate Nazi medical policy and purify the German medical community of Jews. By 1933, nearly 3,000 doctors joined the League before Hitler came to power, and by 1942, more than 38,000 doctors (constituting about half the doctors in the country) had joined the Nazi Party.12 In fact, two major institutes were established, the Kaiser Wilhelm Institute for Anthropology in Berlin and the Kaiser Wilhelm Institute for Genealogy in Munich which recognized racial hygiene as a primary research goal. Both institutes conducted research in the fields of criminal biology, genetic pathology, and human genetics. Both institutes also trained SS physicians and helped construct the genetic registries later used to round up Jews and Gypsies.13 These institutes along with other racial hygiene institutes were also conducting twin studies, studies of identical twins raised apart to sort out the relative influences of nature and nurture in human character and institutions. Racial hygienists believed that many human behaviors, such as crime, alcoholism, wanderlust, and divorce, were at root genetic, and studies of how twins behaved in different environments were supposed to prove the ultimate genetic origins of racial and social differences.14 Thus, the medical profession was essential in the Nazi platform.
The Nazis adopted three main policies to begin their medical racial cleansing programs. These policies were the Sterilization Law, the Nuremberg Laws, and the euthanasia operation, which led to subsequent mass killings. Drawn up by several of Germany’s leading racial hygienists, on July 14, 1933, the Nazi government passed the Sterilization Law permitting the forcible sterilization of anyone suffering from genetically determined illnesses including schizophrenia, epilepsy, Huntington’s Chorea, deafness, and severe alcoholism.15 As a result of the law, about 350,000 to 400,000 people were sterilized in Germany. Sterilization and abortion were instituted for individuals of inferior genetic stock and declared illegal and punishable in some cases by death as a crime against the German body for healthy German women. Birth control of all forms was prohibited, except for Jews in which it was generally available and encouraged. Two years later, in 1935, Hitler ratified the Nuremberg Laws, excluding Jews from citizenship and outlawing marriage or sexual relations between Jews and non-Jews. A further measure, the Marital Health Laws, required couples to submit to a medical examination before marriage to detect and avoid the possibility of racial pollution. The laws were considered public health measures and were administered primarily by physicians.16
A month after World War II began, in October 1939, the Nazis engaged in euthanasia operations. Hitler decreed orders that certain doctors be commissioned to grant a mercy death to patients judged incurably sick by medical examination. The euthanasia operation was planned and administered by leading figures in the German medical community. The Germans forcible euthanasia operation was an economic endeavor important during wartime to free up beds. The first gassings of mental patients took place in Poland 45 days after Germany invaded that country. By August 1941, in the first stage of the operation, more than 70,000 patients from German mental hospitals had been killed. Afterwards, euthanasia became part of normal hospital routine in Germany itself. Handicapped infants, people requiring long-term psychiatric care and judged incurable, and elderly patients in homes were regularly put to death.17 To the Germans, these were people whose lives were not worth living. The euthanasia operation eventually led to the destruction and genocide of Jews, homosexuals, Communists, Gypsies, Slavs and prisoners of war. The question of what to do with Jews was cast as a public health problem to the Third Reich.
In 1935, the Führer of the Nationalist Socialist Physicians League, Gerhard Wagner, declared that Judaism was an incarnate disease. He claimed that various diseases, including insanity, feeblemindedness, hysteria, neuralgia, chronic rheumatism, and flat feet were more common among Jews than non-Jews18 So began one of the greatest atrocities of mankind when Nazis enforced extermination of Jews and other populations by gassing them in concentration camps. The Nazis used physicians and scientists to carry out their sadistic policies and exploited both the intimacy and authority of traditional physician-patient relationship. Doctors served as executors and performed selections of people to be killed in the concentration camps. In fact, a decree was issued in 1943 saying that only physicians trained in anthropology could perform selections at concentration camps. 19
Medical professionals also used the Nazi Party for their advantage and benefit. Ambitious researchers used the racial hygiene policies to their advantage. The researchers, many of whom were members of the Nazi Party, could avail themselves on experimental subjects without limitations and could justify and rationalize their actions by the notion that the concentration camp inmates were eventually slated to die.20 The medical community also grew substantially under the Nazis, and the physicians achieved a higher status in the period of Nazism than at any time before or afterwards. The Office of the President at German universities was occupied by physicians 59% of the time during the 12 years of Nazism in contrast to 36% of the time for the decade prior to Nazism and to 18% of the time for the decade following the Nazi period. Doctors also prospered financially, earning 2,000 RM more than lawyers by 1936. Also, many physicians were in support of Nazi ideology and engaged in the correlation between Nazi ideology, social policies, and medicine. They were intrigued by the Nazis efforts to biologize or medicalize a broad range of social problems, such as crime, homosexuality, the collapse of the German imperial strength, and the Jewish and the Gypsy problems.21 The physicians and the scientists wanted to be among the first to make the medical break through that would advance the military goals of the Third Reich and make them heroes of racial medicine.
The Nazis, the physicians, and the scientists all held this view: There were superior and inferior races, worthies and unworthies, healthy and diseased. If it required the deaths of 20 or 100 Russian prisoners of war to increase the chances of saving one German pilot, this was a justified investment. Concentration camp inmates were valued as slave labor and when that labor was exhausted, they were not even worth keeping alive. They were lives without value, and their death implied a saving. The urgency of the war effort and the endorsement of the highest state authorities further encouraged physicians and scientists to perform human subject research on problems of pressing concern on the battlefield.23
During the trial of the 23 physicians and scientists, the racial hygiene view was used to justify their participation in the vile human experimentation they conducted with concentration camp prisoners. The physicians maintained that research was necessary in times of war and national emergency, military and civilian survival was dependent on the scientific and medical knowledge derived from human medical experimentation.24 The trial was held at Hitler’s Palace of Justice in Nuremberg, which was the site of Hitler’s administrative and judicial offices and his stupendous mass rallies.25 The defendants, which included Karl Brandt, Hitler’s personal physician, who was also Reich Commissioner for Health and Sanitation and for which the case was named, were prosecuted in a United States styled military court presided by a three-judge panel consisting of Americans. For eight months, witnesses from hospitals and camps throughout Germany and Eastern Europe were brought to Nuremberg to testify. Various transcripts and testimonies revealed the atrocities and heinous acts that were committed in the concentration camps against Jews, Gypsies, and other classes of people the Nazis viewed as inferior.
Medical experiments listed under crimes committed in the guise of scientific research included mustard gas, epidemic jaundice, sterilization, typhus, incendiary bomb experiments, muscle and nerve regeneration, and bone transplantation.26 Court records described how numerous individuals died in agony and terror under the cold eye of the physicians and scientists who designed protocols and observed and recorded the manner of death. In the freezing experiments, Nazi researchers conducted experiments in the best way to thaw out Luftwaffe fliers forced to bail out over frigid waters of the North Sea. They tested various thawing techniques by exposing a number of prisoners to freezing conditions and experimented with various methods of reviving them.27 Other experiments they conducted for military purposes included the seawater experiments in which researchers forced subjects to drink seawater to determine how long pilots could survive downed in the ocean and establishing the point at which lungs exploded due to atmospheric pressures, an important issue for fighter pilots seeking to avoid anti-aircraft fire. In the incendiary bomb experiments, experiments were conducted at concentration camps to test various pharmaceutical preparations on phosphorus burns. Burns were inflicted on experimental subjects with phosphorus matter taken from incendiary bombs, which caused severe pain, suffering, and serious bodily injury.28 Many prisoners were also subject to inoculations of infectious disease pathogens.29 An estimated 100,000 human beings died horrible deaths in the course of experiments at Auschwitz, Buchenwald, Dacheau, Sachsenhausen, and other camps.30
After eight months of hearing such malicious crimes and acts done by researchers regarding human experimentation, on August 20, 1947, the judges gave the verdict, finding 15 of the 23 defendants guilty of war crimes and crimes against humanity, including human experimentation involving unconsenting prisoners.31 Seven were found not guilty and one was acquitted of the charges of having performed medical experiments but was found guilty of SS membership. Seven of the fifteen found guilty were sentenced to death by hanging and the other eight were imprisoned. Karl Brandt was one of the physicians sentenced to death, and on the day of his hanging, he exclaimed waiting beside the gallows, “It is no shame to stand on this scaffold. I served my fatherland as others before me!”32 Even upon their deaths, a majority of the physicians and scientists claimed that they did not do anything that was wrong.
The American judges at Nuremberg wanted to do more than punish the Nazi researchers for their actions. They sought to establish appropriate ethical standards for the conduct of human experimentation that would be universal and prevent Nazi atrocities from ever occurring again. Thus the Nuremberg Code, a set of ten principles to provide ethics and limitations on human experimentation, was born. The Nuremberg Code was based on a convergence of historical documents, testimonies, and standards of ethical human experimentation in the Doctors Trial. The principles of the Code were derived from the testimonies of two medical expert witnesses for the prosecution, Leo Alexander and Andrew Ivy, who were heavily influenced by the oaths, codes, and writings of such great thinkers as Hippocrates.
The Hippocratic Oath, written some time between 470 and 360 B.C.E., had been a significant ethos of medical practice and ethics and declared that the physician should work to the best of his ability for the good of his patients. The Oath stated, “I will follow that system of regimes which, according to my ability and judgment, I consider for the benefit of my patients and abstain from whatever is deleterious and mischievous.”33 The judges had incorporated the medical experts’ views into their final judgement and enumerated the 10 principles of the Nuremberg Code. The Code provided guidelines for the research setting, the integrity of the investigator, the balancing of rights and benefits, and the most important provision of all, the specifics of voluntary informed consent. In fact, the very first principle of the Code declared that the voluntary consent of the human subject is absolutely essential. The first principle was followed by two paragraphs which laid down the specifics of voluntary consent, stating that the person involved in an experimentation should have the legal capacity to give consent, situated to exercise free power of choice, given knowledge and comprehension of the experiment, and be made aware of the risks and dangers.
The Nuremberg Code became the first code to establish ethical standards for human experimentation and govern human experimentation in international law. The Code spurred on the development of other legal policies to govern human experimentation based on voluntary, uncoerced, and informed consent.34 The Nuremberg Code was not a flawless document, and the judges did not consider therapeutic research or subjects who were incompetent to make informed judgments in its implementation. The judges did not consider the fact that terminally ill patients might become depressed or unwilling to undergo further treatment if informed of their prognoses. So, in 1964, the World Medical Association created the Declaration of Helsinki, which drew a sharp line between therapeutic and non-therapeutic research.35 The document did not obtain an absolute requirement that informed consent be obtained in the setting of therapeutic research and introduced the notion of guardianship as means of obtaining consent from incompetent subjects.36 The Declaration permitted the physicians, under certain circumstances that he or she must defend, to waive the requirement of informed consent. Nevertheless, the Nuremberg Code was supposed to serve as the ethical basis for researchers conducting experiments on human subjects.
The Nuremberg Code was supposed to be a guard against further atrocities and provide protection for human subjects of research. One author stated: The Nuremberg Code gave us a blue print for a better world. It showed us that wanton aggression cannot be permitted if we are to have a secure world and assured peace. The Code showed us that we must reach the behaviors of individual to create a better world. That we must penetrate the veil of national sovereignty and punish the individual for violations of international law if we are to give that law life and vitality. Nuremberg also taught us that we need to recognize individuals as having international rights, which are not dependent on nation-state recognition.37
However, the United States, the main initiators of the rules to protect human research subjects and to prevent further atrocities, were the perpetrators of its own heinous acts justified in the name of medical science. After punishing Nazi researchers and establishing a universal law, the United States allowed its researchers to conduct its own racial and social hygienist experiments on minorities and other disadvantaged populations that would be deemed unfit in the terms of Nazi ideology. Human experimentation has remained a scientific dilemma in the medical arena. Human experimentation refers to scientific experiments, in which humans are used as subjects. The selection of human subjects for experiments continues to present many challenges. Subjects in the experiments can be nonconsensual or consensual. Unfortunately, many times subjects are unwilling or unknowing subjects of the experiments. Even more, the human rights of these individuals have been almost disregarded by the physicians involved.
Fifty years ago, the Nuremberg Code called for the informed consent of participants in human research.38 That same year penicillin was recognized as the standard of care for syphilis. However, researchers from the U.S. Public Health Service continued to conduct a long running study in Tuskegee, Alabama, on the course of the disease in African American men and chose not to provide penicillin to study participants.39 The Tuskegee study remains one of the most controversial experiments that has occurred in the United States. The Tuskegee study has since become a national symbol of racial and scientific exploitation.40 The fact that the government was involved in the experiment casts doubts on the future trust of the government by African Americans, as well as distrust for the medical arena. The fact that the study used poor African-American men at the governments consent demonstrates a substantial conflict with the basic rights that each citizen of the United States is supposed to possess. Even more, the impact of the study continues to be felt as the mistrust it generated in the eyes of African Americans.
The Tuskegee study began in 1932, when the federal government promised four hundred poor African American men — all residents of Macon County, Alabama — free treatment for Bad Blood, a euphemism for syphilis, which was epidemic in the country at that time.41 These men signed up with the U.S. Public Health Service for free medical care. The service was conducting a study on the effects of syphilis on the human body and, at that time, the sexually transmitted disease was rampant in Macon County, Alabama.42 The study ran from 1932-1972. Throughout the four decades, the men in the study at no point were ever told that they had syphilis. Nor, did the physicians tell the syphilitic men that they might have infected their wives, or doomed their children to a devastating congenital infection.43 In fact, they were continuously told that they had bad blood and were denied access to treatment, even for years after penicillin came to use in 1947.44 Even more, the physicians conducting the study went through extreme lengths to ensure that the men would not receive therapy from any other sources. It was not until the early 1970s that the popular media disclosed the research and the study was terminated.
The fact that the study targeted African American men raises another dilemma. The researchers targeted a population to study a problem that was not confined to that group. Even more, the men that were targeted were already disadvantaged in terms of socioeconomic status and medical condition.45 Because of the low educational status of the majority of the patients, it was impossible to appeal to them from a purely scientific approach.46 They were vulnerable subjects who were given incentives for their participation. The incentives offered by the Public Health Service included: free physical examinations, free rides to and from clinics, hot meals on examination days, free treatment of minor ailments, and a guarantee that a burial stipend would be paid to their survivors.47 The unfortunate thing is that free hot meals meant more to the men than $50 worth of free medical examination. The material incentives gave the men a support and a basic feeling of good will towards the physicians. In reality, their vulnerability was just the root of an unethical medical experiment gone bad.
The issue of why the physicians did not terminate the experiment after a cure was found remains one of the most difficult aspects of the experiment to face. Throughout the forty years of the study, it was periodically reviewed by U.S. Health Service officials. In each case the study was extended based on the argument that stopping the study, while helping the individuals, would interfere with the benefits of medical science of studying this untreated disease.48 Those studying the men rationalized their point of view by claiming that these extremely poor and sick men had the perks of medical attention, free aspirin for their aches and pains, a free nurse to watch over them, and would have their funerals paid for. These physicians ignored the fact that penicillin was a relatively inexpensive, safe, fast acting, wonder drug that cured many infections, including syphilis.49 The effects of the study are limitless. Over the years, the men suffered the effects of the untreated sickness, which can cause brain damage and paralysis. Some men infected their wives, and some of them, in turn, passed the disease on to their children.50 By the time the study was exposed in 1972, 28 men died of syphilis, 100 others were dead of related complications, at least 40 wives had been infected and 19 children had contracted the disease at birth. The U.S. Department of Health, Education, and Welfare only stopped the study after its existence was leaked to the public and it became a political embarrassment.51
The Tuskegee experiment has left a legacy of mistrust in the African American community. Louis Sullivan, MD, president of Morehouse University School of Medicine in Atlanta, explained that the Tuskegee study, more than any other factor, resulted in the African American community’s distrust of the medical arena.52 Even more, it is such abuse that has caused a significant number of African Americans impacted by HIV/AIDS to refuse services from mainstream medical professionals. This is only one of the consequences of the study. Others suggest the Tuskegee study is the cause for the low participation of African Americans in clinical trials and organ donation effort.53 In essence, the study continues to cast a long shadow over the relationship between African Americans and bio-medical professionals. Some suggest that the apology by President Clinton for the experiment will mark a renewed effort to heal the wounds. However, others are unsure that after a quarter of a century and six presidents later, whether the apology can make change, if any.54 It is unfortunate that it took the Tuskegee incident for the U.S. medical community to learn the lessons of the Nuremberg Trials and the effects of human experimentation.
The Tuskegee syphilis study has been one of the most widely cited examples of research in which human subjects were not adequately protected. Even more, the fact that the study was government sanctioned has led to many unfortunate consequences, including a lack of trust by African Americans towards the medical community and the U.S. government. Although the apology by President Clinton was a necessary remedy, it alone can not ensure that an atrocity such as Tuskegee will not be duplicated. However, after the truth of the experiment was revealed, clinical research policy reforms were enacted to legally protect patients while binding science to specific rules and regulations. Although this will not take away the pain of the experiment, it will prevent others from becoming a target of another unethical experiment (or will it?). In 1952, at the Sloan-Kettering Institute, Chester M. Southam injected live cancer cells into 396 inmates at the Ohio State Prison. Half of the inmates involved were black. Oddly enough, one of the sponsors of this experiment, the National Institutes of Health, had also been a sponsor in the Tuskegee experiments. Southam was temporarily stripped of his medical license after injecting 22 elderly hospital patients with cancer cells at Brooklyn’s Jewish Chronic Disease Hospital.55
Once again we see that at the heart of protection against unethical medical experimentation is the principle of informed consent. Not only is a patient insured the right to consent, but they must also be consenting with full knowledge and understanding of what is happening. They must be aware of side effects, possibility of failure, recovery time, etc. This is no longer a simple concept that can easily be misconstrued. The key word is not consent, but rather both informed and consent.
On November 28th 1953, in New York City, a psychotic and depressed Dr. Frank Olson threw himself out of a tenth floor hotel window. Nine days earlier, Dr. Olson had been unwittingly slipped 70 mcgs of lysergic acid diethylamide into an after-dinner drink by a colleague, Dr. Sidney Gottlieb, head of the CIA’s Technical Service and key orchestrator in MKULTRA, to determine the effects of LSD on unknowing subjects. After ingesting 70 mcgs of LSD, Dr. Olson entered a nine-day state of psychosis that culminated with him jumping through a screened glass window to his death. In defense of his actions, Dr. Gottlieb and others in Operation MKULTRA said that non-consensual human experimentation with LSD was necessary to gather accurate information about the drug’s effects.56 Two years later in San Francisco Captain George White of the OSS sat behind a two-way mirror, martini in hand, observing the effects that LSD has on sexual behavior for Operation Midnight Climax. Operation Midnight Climax was a sub-project of MKULTRA. Captain White hired prostitutes to lure unknowing patrons into a CIA-run brothel fully equipped with surveillance cameras, audio bugs, and two-way mirrors. At these safe houses, the unknowing subjects would be given beverages laden with LSD. CIA agents would then observe the effects that LSD and sexual intercourse have on various interrogation technique.57 The same reason given for the experiment on Dr. Olson was supplied for these actions. How can this be legal? Both of these cases of human experimentation without informed consent were entirely legitimized and funded by the Central Intelligence Agency.
Operation MKULTRAs ultimate goal was achieving a state of mind control through drugs, electronic devices, or radiation. Unlike most other instances of non-consensual human experimentation, Operation MKULTRA transcended race and economic class in most of its subject gathering processes.58 This pursuit for a Manchurian Candidate stretched laws dealing with the jurisdiction as designated in the National Security Act of 1947 that established the CIA in addition to the infringement of basic human rights. The infringement of human rights laws and various laws dealing with non-consensual human experimentation was justified by the CIA through the rationale that experimentation of individuals with out consent was necessary to collect accurate results. In a 1954 memo, then CIA Director, Richard Helms justifies this by stating: “Most of our difficulty stems from the fact that the individuals subjected to testing must be unwitting… In the circumstances of potential operational use of this technique, it is virtually certain that the target will be unwitting”.59 Those accurate results would then be applied towards research with purpose of insuring national security. This rationale proved inconsequential when the operation was exposed through a number of Senate hearings in the 1970’s.
The Kennedy Hearing of 1977 actually began the process towards Executive Order 12333 that prohibits the experimentation on humans without consent by intelligence agencies. Operation MKULTRA was initiated on April 13, 1953. It was the next step of a smaller operation called BLUEBIRD that was spawned by a response to rumors that the Chinese and Soviets were far ahead of the U.S. in research dealing with mind control. According to the few documents on the operation that were not destroyed by order of CIA director Richard Helms in 1973, MKULTRA was an umbrella project that contracted 149 sub- projects to various universities. According to Admiral Stansfield Turner, Director of Central Intelligence, 19 sub- projects involved the drugging of human subjects without informed consent.60 Only top officials knew the exact purpose of MKULTRA. Most of the doctors involved were only aware of the particular sub-projects allocated to them from operatives. Some of these officials found themselves to be unwitting guinea pigs. It was common practice amongst the upper echelon officials within the project to slip each other doses of various drugs, LSD being the most prevalent, to see the effects that it has on subjects not knowing that they have been drugged.
After initial experiments, Dr. Gottlieb, the man responsible for the death of Dr. Olson, concluded that while it has little use as an interrogation drug, LSD could be used on leaders to create public humiliation. They even began planning an attempt to slip Fidel Castro, dictator of Cuba, LSD to decrease his machismo image.61 After discovering the files on MKULTRA that were not destroyed in 1973, the more friendly CIA administration headed by Admiral Stansfield Turner handed them over to Congress in 1975. The struggle to obtain these files was primarily won through the usage of Freedom of Information Act. The Freedom of Information Act, passed in 1966, allows private entities more access to information about government activities.62 Two years later, a special hearing by Senator Edward Kennedy took place that examined the Operation MKULTRA and its violations of the CIA jurisdiction guidelines within the National Security Act of 1947. During the hearing, it was revealed that the above stories were true in addition to many other violations of already established informed consent laws. Informed consent, as used in the hearing, can be defined as full processes of disclosure, comprehension, and voluntary agreement to participate.63 Citing the National Security Act, Dr. Gottlieb refused to inform the hearing of information not otherwise provided in the remaining files on MKULTRA. When confronted about various cases of human experimentation without informed consent, Dr. Gottlieb and other CIA operatives working on MKULTRA stated that the utilization of unwitting subjects was necessary. The rationale for such testing was “that testing of materials under accepted scientific procedures fails to disclose the full pattern of reactions and attributions that may occur in operational situations”.64 They stated that the gathering of such data, and its strict secrecy from all but top CIA officials, was crucial to national security, and therefore protected under the National Security Act of 1947.
As a result of the Kennedy Hearing of 1977, then President Carter began the process of drafting legislation directly prohibiting such abuses of human rights through non-consensual experimentation for the purpose of gathering intelligence information. The attempt to narrow the potential for future abuse from the intelligence community was finalized by President Reagan’s Executive Order 123333. Among other items listed that streamline intelligence jurisdiction, the order states: No agency within the Intelligence Community shall sponsor, contract for or conduct research on human subjects except in accordance with guidelines issued by the Department of Health and Human Services. The subject’s informed consent shall be documented as required by those guidelines. 65 It is true that Operation MKULTRA took place. Dr. Olson did jump out of a ten-story window to his death due to a drug-induced psychosis initiated without consent by the CIA. Prostitutes on CIA payrolls did lure unknowing bar patrons to CIA funded brothels where they were slipped LSD and observed while having sexual intercourse. At the time, both activities were arguably legal due to the fact that the information gathered was supposedly crucial to national security because of its relevance to research in mind control. However, once information about MKULTRA went public, hearings commenced and Executive Order 123333 was passed prohibiting, in theory, human experimentation without informed consent by an intelligence agency for any reason.
In 1970, it was made evident that men were not the only people at risk of medical experimentation. Children too are very susceptible to mistreatment. The main reason for children being at risk of experimentation is their inability to consent for themselves. Adults must give consent for children, but they can be misled, as was the case at a free child-care program at Johns Hopkins University. Over 7,000 young boys were used in an experimental three-year study that could have labeled them as criminals indefinitely. The majority of these boys came from poor, African American families. These experiments were once again funded by the National Institute of Health, and were supposed to test for anemia and other medical problems. However, in actuality, the blood was screened for the extra Y chromosome. Such screening enabled those boys who were XYY to be labeled as at risk criminals. It was believed at the time that XYY boys were more aggressive and at risk of becoming criminals. Similar experiments were conducted on 6,000 young men in institutions for abandoned children. Once again the majority of these boys were African American. When parents were involved, their permission to conduct tests was often coerced. The project director, Digamber Borganokar, was not a physician, and his assistants were merely undergraduate psychology majors. Despite certain allegations, Johns Hopkins University had never granted permission for the experiments. Laws protecting people against such incidents were already in effect, but had done nothing to prevent such experiments.66
In Philadelphia, Doris Jackson had the opportunity to tell CBS America Tonight that she had been refused the right to see her son after his death, and when she finally did, she discovered that his brain had been removed. This occurred in 1987. Pennsylvania had a doctrine of implied consent. This basically stated that unless a patient or subject has signed a written document saying the contrary, then consent has been implied. Unfortunately, few people were aware of the law and felt they were denied the right to object. Researchers claimed that the organs these families donated went towards research, however, that was not always the case. More often than noted, these organs were going towards building the resume of students not because there was a need for the study, but rather because the students involved wanted self-gain.67 Implied Consent has opened up an entirely new argument for the precedent set by the Nuremberg Code. Can implied consent be informed consent?
Throughout the last few decades, there have been multiple experiments carried out by the United States Military. The Navy was responsible for spraying bacteria over San Francisco, under the claim that the bacteria were harmless and was merely a simulated attack. However, many San Francisco residents became ill. The U.S. military also allegedly released harmless gasses over six U.S. and Canadian cities once again under the cover up of studying a simulated attack. These harmless gasses, however, resulted in respiratory problems for many non- consenting civilians. Twelve people died when Tampa Bay, Florida experienced a sharp rise in Whooping Cough cases after a CIA test.68 In 1985, the courts ruled against a military liability case, reasoning that by doing so they would affect the chain of command. A former U.S. Army sergeant attempted to bring a lawsuit against the Army for using drugs on him, without his knowledge, in United States v. Stanley, 483 U.S. 669 (1987). Justice Antonin Scalia wrote the decision in this case, which absolved the U.S. military from any liability in cases where the military might conduct medical experiments without informed consent. It also had the effect of absolving all past wrong doings as well. Conservative Justice, Sandra Day O’Connor, who dissented, had cited principles of human rights, and concepts formulated under the Nuremberg Code in an attempt to hold military commanders responsible for their deeds.69
The Gulf War Syndrome was thought to be a direct result of the Gulf War. The Gulf War Syndrome is a title that has been given to a wide array of symptoms ranging from mere skin diseases to attacks on the nervous system. 1.7 million soldiers were sent to the Persian Gulf in 1990. Twenty-two percent of these soldiers were African American. It is widely believed that the Gulf War syndrome stems partially if not entirely from the experimental vaccines given to U.S. soldiers. Soldiers were forced to take these vaccines under federal law but were ordered to deny the fact that the vaccines were indeed experimental. Soldiers have had dishonorable discharges from the military for refusing to take the vaccines. The media has focused on the possibility of the syndrome stemming from exposure to chemical weapons; however, 33% of soldiers infected with the Gulf War Syndrome had never left the United States.70
In conclusion, human medical experimentation still remains a dilemma in the United States. Legal developments to protect citizens from experimentation without informed consent have been ineffective. The Nuremberg Code, which set the precedent for obtaining informed consent, was not able to keep human experimentation without informed consent from occurring, especially when the experiments targeted minorities and disadvantaged populations. These experiments were able to continue and occur because the United States held the same racial hygienists views as the Nazis concerning people that were fit and unfit. After establishing the Code, the U.S. entered into the Cold War hysteria, competing against Russian and Chinese Communists. Government officials, scientists, and doctors worked vigorously in trying to surpass the achievements and accomplishments of the Communist countries to prove, in ways similar to the Nazis’ actions, that a Democracy was the quintessential form of government and that the United States was the best country in the world.
Already plagued by a history of racism and a history of prejudice toward the poor, the United States continued and began to conduct experiments on people they deemed to be unfit to place the U.S. in spot #1 of the Cold War competition and to improve the livelihood of the dominant culture. To Americans, as evident by the experiments conducted after Nuremberg, African-Americans, poor people, soldiers, the under class, like alcoholics, and other disadvantaged populations were considered to be lives worth not living if it meant advancing and saving the lives of the dominant, advantaged, white, and superior cultures. Many government officials and agencies and medical associations were able to continue to perform these experiments because they took advantage of populations who did not have a political voice and little knowledge of policies promoting protection for their general welfare. These agencies and associations also deceived many participants and rationalized many of their actions by saying that they were promoting national security.
Since the passage of the Nuremberg Code, American society has been plagued by human experimentation incidents such as the incident that occurred in Tuskegee. The Tuskegee Syphilis Study began in 1932, years before the adoption of the Nuremberg Code. However, the study continued until 1972, which was well after the Nuremberg Code was created. Even more, the study continued even after penicillin was discovered as a cure for syphilis. As the awareness of the benefits of penicillin grew, the researchers saw a greater urgency in continuing “a-never-again-to-be-repeated-opportunity.”71 Yet, doctors claimed that they were merely doing their jobs. John Heller, MD, then director of the Public Health Services of Venereal Diseases stated, “For the most part, doctors and civil servants simply did their jobs. Some merely ‘followed orders’, others worked for ‘the glory of science'”. However, was this really the case? To deny that race played a role in the Tuskegee Study is naive. All 600 subjects (399 experimentals and 201 controls) were black; the Public Health Service directors and most of the doctors were white.73 In essence, the Tuskegee Study was simply an unethical and immoral experiment on disadvantaged subjects. Even more, it was a premeditated genocide on a disadvantaged group, who was simply uninformed of what their participation really consisted of. The Tuskegee Study represents the misfortune of human experimentation that targets disadvantaged or vulnerable groups. Unfortunately, race played an important part of the disadvantage for these subjects. Human experimentation of this kind should have never been allowed to occur. However, if the Nuremberg Code could not prevent it, what could have?
Given the atrocities committed on unknowing subjects during project MKULTRA, the CIA, in addition to other intelligence groups, had almost as much freedom as the Nuremberg doctors when it came to human experimentation. The CIA legitimized their actions under MKULTRA by explaining that the results of the experiments were detrimental to national security, thus being entirely legal according to their 1947 charter. When the United States Congress learned about the horrors committed under Project MKULTRA during the 1977 Kennedy Hearings, the process towards Executive Order 123333 began. This order made it illegal for all intelligence agencies to practice experimentation on unknowing subjects. However, most current medical experiments performed on humans have involved the military, which has free reign to do as it wishes because of the precedent set by the Supreme Court decision in 1985. Throughout the 1980s and early 1990s, there were a number of incidents in which the U.S. military was allegedly involved in conducting experiments on American citizens and soldiers, including the Gulf War Syndrome.
Presently, fewer experiments are being carried out because the concept of informed consent is beginning to be accepted. Informed consent is now recognized by more government agencies and medical associations than in the past. There have been current developments in the sphere of medical experimentation, such as a development that came with a case concerning the studies at Johns Hopkins University, stating that parents are legally responsible for children under 18 and must therefore be the persons giving informed consent when children are involved in medical experiments. There have also been developments in the military involving the Gulf War Syndrome. Perhaps, the current crisis concerning the Gulf War Syndrome will demand results and progress in the realm of monitoring and controlling human medical experimentation. There has been a decrease in the number of human medical experiments performed without informed consent. Hopefully, the next set of developments will put more reasonable controls on the military.
1 TriJet. Germ Warfare: The Hall of Shame (1997) http://home.earthlink.net/~bkonop/GermIncidents2.html
2 Annas, George J. and Michael A. Grodin, ed. “Introduction.” The Nazi Doctors and the Nuremberg Code. New York: Oxford University Press, 1992.
3 Leaning, Jennifer. “War Crimes and Medical Science.” British Medical Journal. Vol. 313, Issue 7070, 5pp. EBSCO Host. 7 Dec 1996 Dec. 1996. Hereafter, cited as Leaning.
5 Moreno, Jonathan D. “The Dilemmas of Experimenting on People.” Technology Review, July 97, Vol. 100, Issue 5, 6pp. Hereafter, cited as Moreno.
7 Proctor, Robert N. “Nazi Doctors, Racial Medicine, and Human Experimentation.” The Nazi Doctors and the Nuremberg Code. Ed. George J. Annas and Michael A. Grodin. New York: Oxford University Press, 1992. Hereafter, noted as Proctor.
9 Proctor, Robert N. “The Racial Hygiene: The Collaboration of Medicine and Nazism.” Medicine, Ethics, and the Third Reich: Historical and Contemporary Issues. Ed. John J. Michalczyk. Kansas City: Sheed & Ward, 1994. Hereafter, cited as Racial.
11 Racial, 35.
12 Ibid, 36.
13 Proctor, 20.
15 Racial, 37.
16 Ibid, 38.
18 Proctor, 39.
19 Ibid, 27.
20 Moreno, 2.
21 Proctor, 27.
22 Ibid, 26.
23 Moreno, 2.
24 Grodin, Michael A. “Historical Origins of the Nuremberg Code.” The Nazi Doctors and the Nuremberg Code. Ed. George J. Annas and Michael A. Grodin. New York: Oxford University Press, 1992.
25 Leaning, 1.
27 Moreno, 2.
28 “Judgement and Aftermath.” (Historical Notes) The Nazi Doctors and the Nuremberg Code. Ed. George J. Annas and Michael A. Grodin. New York: Oxford University Press, 1992.
29 Grodin, 132.
30 Moreno, 2.
31 Grodin, 132.
32 Mielke, Fred and Alexander Mitscherlich. “Epilogue: Seven Were Hanged.” The Nazi Doctors and the Nuremberg Code. Ed. George J. Annas and Michael A. Grodin. New York: Oxford University Press, 1992.
33 Ibid, 123-33.
35 Moreno, 4.
36 Leaning, 2.
37 King Jr., Henry T. “The Meaning of Nuremberg.” Case Western Reserve Law Review,Winter98, Vol. 30, Issue 1, 5pp. EBSCO Host15 Apr. 1999. http://www.epnet.com
38 Wolinsky, H.
“Steps Still Taken To Undo The Damage of “‘America’s Nuremberg'”. http://www.acponline.org/journals/annals/15aug97/currnazi.htm. Hereafter, cited as Wolinsky.
40 Levine, J. “Sour Legacy of Tuskegee Syphilis Lingers”. Hereafter, noted as Levine.
41 America’s Dirty Little Secret. Home page http://www.aabhs.org/tusk.htm
42 Ibid, 1.
43 O’Grady, Mary. “Never Forget Tuskegee.” http://www.progressive.org/mpogrady.htm
44 Levine, 2.
45 Rose, S. “Selecting Human Research Subjects. Protecting Human Subjects”
46 Rivers, E., Schuman, S., Simpson, L., and Olansky, S. Twenty Years of Followup Experience in a Long Range Medical Study. Resources on Non-Consensual Human Experimentation. Home page
47 America’s Dirty Little Secret, 1.
48 Brent, S. The Tuskegee Syphilis Study. http://showme.missouri.edu/~socbrent/tuskegee.html
49 Boehm, Frank. “Tuskegee.” Dr. Frank Boehm’s Essays. Home page. http://dr-boehm.com/tuskegee.htm
50 Peterson, Jonathen. “Close Up: Tuskegee Experiment’s Legacy is the Spread of Suspicion”. Seattle Times. 17 Oct.
51 Brent, 2.
52 Wolinsky, 2.
53 Guenther, Kim. “A Request for Redress of the Wrongs of Tuskegee”. http://www.med.virginia.edu/hslibrary/historical/apology/report.html
54 Boehm, 2.
55 Washington, Harriet A. “Unethical Testing Targets Blacks and the Poor” (October 1994) http://www.msbet.com/content/live/833.asp
56 U.S. Senate. 1977 Senate Report on MKULTRA. 1977. Parascope. Home page. Parascope.
Hereafter, noted as Senate. http://www.parascope.com/ds/documentslibrary/documents/mkultrahearing
57 History House. LSD and the CIA. Home page. History House. Hereafter, noted as History. http://www.historyhouse.com/stories/lsd.htm
58 Senate, Opening remarks.
59 Helms, Richard. Memo. 17 DEc 1963. Acid Dreams Document Gallery. Home page. Levity Books. 21 April. 1999.
62 A Citizen’s Guide on Using the Freedom of Information Act and the Privacy Act of 1974 to Request Government Record. Home page. Tennessee Criminal Law Defense Resources. http://www.tncrimlaw.com/foia_indx.html
63 Guidelines for Writing Informed Consent Documents. Helix Systems 21 April. 1999. http://helix.nih.gov:8001/ohsr/info/finfo_6.phtml
64 Senate, App. A.
65 Executive Order 12333. 4 Dec 1981. Granite Island Group. http://www.tscm.com/EO12333.html
66 MSBET 10-11.
67 Washington, 12.
68 TriJet, 2.
69 TriHet, 4.
70 MSBET 9.
71 Wolinski, 1.
72 Ibid, 2.
73 America’s Dirty Little Secret, 1
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